Chief Compliance Officer - Markham

The Compliance Officer is a key member of the Compliance Department within Worldsource Wealth Management Inc., having responsibilities for the surveillance of account activities. · ...

A growing, globally focused wealth management and multi-family office is seeking a Chief Compliance Officer (CCO) to lead its compliance and regulatory function. · Serve as the firm's designated CCO, leading regulatory filings, audits, examinations, and communications with securi ...

We're building a relationship-oriented bank for the modern world. · We need talented, passionate professionals who are dedicated to doing what's right for our clients. · At CIBC, we enable the work environment most optimal for you to thrive in your role. You'll have the flexibili ...

We provide various consulting services related to MSB (Money Services Business) and PSP (Payment Service Provider) registration with FINTRAC and the Bank of Canada.Advapay supports its clients with compliance program development, business plan drafting, and bank account opening, ...

We are seeking an experienced Compliance Officer to oversee and manage all aspects of our compliance programs. · Monitor and interpret gaming regulations, laws, and industry standards. · Develop, implement, and regularly update compliance policies and procedures. · Conduct regula ...

This role supports the Compliance and Risk Manager with analytical and reporting activity. The Compliance Officer is responsible for compliance analysis & support of all activity in the country area including Corporate and partners sales areas. · Responsibility & Accountability f ...

We are seeking a Compliance Officer to join our team at Raymond James. The successful candidate will be responsible for trade approvals, monthly account reviews and social media management. · ...

The candidate will work closely with Operations Director and internal teams including investment, finance, and client-facing functions. The Compliance Officer will be responsible for the following: Support day to day compliance responsibilities and annual compliance work plan del ...

As a Compliance Officer you will play a key role in investigating and responding to client complaints regulatory inquiries internal matters involving registrant conduct. · Conduct investigations of client complaints in accordance with CIRO Rules including detailed analysis of cli ...

The Travel Industry Council of Ontario (TICO) is seeking a compliance and regulatory professional who thrives in a fast-paced, stakeholder-focused environment. This role offers meaningful, hands-on work that supports public trust and ensures travel businesses meet their regulator ...

This role supports the Compliance and Risk Manager with analytical and reporting activities in the relevant country area including Corporate and partners sales areas. ...

EdgePoint's Compliance team is looking for a new team member who is detail-oriented, has a passion for compliance and the interpersonal skills required to work closely with EdgePointers across departments. · ...

As Compliance Officer, you will support the RBC Investor Services (RBCIS) Compliance team for Canada. · ...

Reporting to the Senior Manager, Compliance, you will be primarily responsible for trade approvals, monthly account reviews and social media management.You will also be responsible for contacting sales staff to implement corrective actions and ensuring compliance with the firm's ...

Reporting to the Senior Manager, Compliance, · you will be primarily responsible for trade approvals, · monthly account reviews and social media management. · ...

The Compliance Officer will be responsible for the following: · Support day to day compliance responsibilities and annual compliance work plan deliverables including: regulatory reporting and filings, co-investor onboarding, marketing reviews, ongoing monitoring and testing regul ...

We are seeking a Compliance Officer to join our team. In this role, you will work closely with colleagues across investment, operations, and corporate teams to translate regulatory requirements into practical solutions. · Monitor regulatory developments and ensure policies remain ...

We are seeking a diligent and detail-oriented Compliance Officer to oversee and ensure adherence to regulatory standards and internal policies across our organization. · The ideal candidate will play a vital role in maintaining ethical practices, managing risk, and fostering a cu ...

We're building a relationship-oriented bank for the modern world where talented professionals who are dedicated to doing what's right for our clients can thrive. · ...

We are seeking a Compliance Officer to join our team in Toronto. · ...