Compliance Officer - Markham, Ontario

A growing, globally focused wealth management and multi-family office is seeking a Chief Compliance Officer (CCO) to lead its compliance and regulatory function. · Serve as the firm's designated CCO, leading regulatory filings, audits, examinations, and communications with securi ...

+pA growing,globallyfocused wealthmanagementandmulti-familyofficeisseekinga ChiefComplianceOfficer(CCO)toleaditscomplianceandregulatoryfunction. · This senior,high-impactroleholdsdirectresponsibilityforsecuritiesregulatoryreporting,audits,andtheongoingmanagementofthefirm'scomplia ...

We're building a relationship-oriented bank for the modern world where talented professionals are empowered at work. · ...

We're building a relationship-oriented bank for the modern world. · We need talented, passionate professionals who are dedicated to doing what's right for our clients. · At CIBC, we enable the work environment most optimal for you to thrive in your role. You'll have the flexibili ...

We're building a relationship-oriented bank for the modern world. We need talented professionals who are dedicated to doing what's right for our clients. · a competitive salary,incentive paybanking benefitsa benefits program*a defined benefit pension plan* ...

The candidate will work closely with Operations Director and internal teams including investment, finance, and client-facing functions. The Compliance Officer will be responsible for the following: Support day to day compliance responsibilities and annual compliance work plan del ...

We provide various consulting services related to MSB (Money Services Business) and PSP (Payment Service Provider) registration with FINTRAC and the Bank of Canada.Advapay supports its clients with compliance program development, business plan drafting, and bank account opening, ...

The Travel Industry Council of Ontario (TICO) is seeking a compliance and regulatory professional who thrives in a fast-paced, stakeholder-focused environment. This role offers meaningful, hands-on work that supports public trust and ensures travel businesses meet their regulator ...

We are seeking an experienced Compliance Officer to oversee and manage all aspects of our compliance programs. · Monitor and interpret gaming regulations, laws, and industry standards. · Develop, implement, and regularly update compliance policies and procedures. · Conduct regula ...

We are looking for a detail-oriented and knowledgeable Compliance Officer to join our team and provide outsourced compliance support to our clients. · Client Compliance Support: Acting as the designated compliance officer for assigned clients. · Ongoing Monitoring and Risk Manage ...

We are seeking a Compliance Officer to join our team in Toronto. · ...

EdgePoint's Compliance team is looking for a new team member who is detail-oriented, has a passion for compliance and the interpersonal skills required to work closely with EdgePointers across departments. · ...

We are seeking a Compliance Officer to join our team at Raymond James. The successful candidate will be responsible for trade approvals, monthly account reviews and social media management. · ...

Compliance Officer Build the future with us Are you eager to contribute to the purpose of a company that aims to help its clients feel confident and secure about their future? · ...

Reporting to the Senior Manager, Compliance, · you will be primarily responsible for trade approvals, · monthly account reviews and social media management. · ...

We're building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing what's right for our clients.At CIBC, we embrace your strengths and your ambitions, so you are empowered at work. Our team members have what the ...

Reporting to the Senior Manager, Compliance, you will be primarily responsible for trade approvals, monthly account reviews and social media management.You will also be responsible for contacting sales staff to implement corrective actions and ensuring compliance with the firm's ...

This role supports the Compliance and Risk Manager with analytical and reporting activities in the relevant country area including Corporate and partners sales areas. ...

This role supports the Compliance and Risk Manager with analytical and reporting activity. The Compliance Officer is responsible for compliance analysis & support of all activity in the country area including Corporate and partners sales areas. · Responsibility & Accountability f ...

We are seeking a Compliance Officer to join our team. In this role, you will work closely with colleagues across investment, operations, and corporate teams to translate regulatory requirements into practical solutions. · Monitor regulatory developments and ensure policies remain ...