Compliance Officer - Vancouver

A well-established investment firm is seeking a Compliance Officer to join its team. · Review and approve new and updated client accounts, including individual, entity, and institutional accounts. · Conduct daily and monthly supervision of accounts and trades to ensure compliance ...

· ABOUT US · STRIVE is a Vancouver based recruitment firm offering recruitment solutions in the specialist areas of Accounting & Finance, Corporate Administration and Operations & Manufacturing. We are passionate about recruitment at STRIVE and commit to offering an upfront, gen ...

The Compliance Officer will be responsible for trade approvals and monthly account reviews. They will also manage social media and ensure compliance with firm policies and industry regulations. · ...

Aviso Wealth: · At Aviso, we are dedicated to improving the financial well-being of Canadians. As a leading wealth management organization, we are committed to leadership, innovation, partnership, responsibility, and community. Working with talented and energetic professionals wh ...

+Job Summary · A Compliance Officer position at an investment firm. · +ResponsibilitiesReview and approve new client accounts. · Conduct daily supervision of accounts to ensure compliance with regulatory requirements. · ...

Aviso Wealth: · At Aviso, we are dedicated to improving the financial well-being of Canadians. As a leading wealth management organization, we are committed to leadership, innovation, partnership, responsibility, and community. Working with talented and energetic professionals wh ...

Aviso Wealth: · At Aviso, we are dedicated to improving the financial well-being of Canadians. As a leading wealth management organization, we are committed to leadership, innovation, partnership, responsibility, and community. Working with talented and energetic professionals wh ...

Aviso Wealth: · At Aviso, we are dedicated to improving the financial well-being of Canadians. As a leading wealth management organization, we are committed to leadership, innovation, partnership, responsibility, and community. Working with talented and energetic professionals wh ...

Compliance Officer (24-Month Contract) · Our Compliance Officers are responsible for conducting audits and assessments at various regional airports to ensure adherence to screening procedures, protocols, policies, and standards. Reporting to the Manager of Compliance, the Complia ...

We foster an inclusive culture where teamwork, a forward-thinking attitude, and integrity are at the core of everything we do. · This creates an environment where employees thrive · , · grow, · ,& · Support functions across Business Conduct, · Trade Conduct, · & Financial & Opera ...

· Overview · The Paladin Difference starts with our team. We are committed to being Curious, Accountable, Respectful, and Exceptional, and making the world a safer and friendlier place because we CARE If this sounds like a team that you'd like to join, we want to meet you · La d ...

We are committed to creating an inclusive and barrier-free recruitment and selection process across Canada. · Support functions across Business Conduct, Trade Conduct, and Financial and Operations Compliance · Identify opportunities for compliance programs and propose practical s ...

We are seeking a diligent and detail-oriented Compliance Officer to oversee and ensure adherence to regulatory standards and internal policies within our organization. · The ideal candidate will play a critical role in maintaining ethical practices, mitigating risks, and fosterin ...

We're looking for an experienced AML professional to own and operate our compliance program. You'll be the primary decision-maker on financial crime risk management. · ...

This role requires an experienced auditor who thrives on autonomy and loves to coach others. The incumbent will lead branch reviews that identify gaps and translate findings into actionable improvements. They will also partner with audit team leaders and regional compliance leade ...

Department: Compliance · Reports To: CEO / Board of Directors · Location: Remote (USA) · About Us · Push Technologies is a payroll processing company serving restaurants and retail establishments across the United States. We process ACH payroll transactions and are a growing comp ...

Job Description · What is your opportunity? · As Compliance Officer, you will be responsible for certain activities covered by the Regulatory Complaints, Investigations and Inquiries (RCII) team. Primary responsibilities will cover onboarding, documentation gathering and file man ...

We are currently seeking a dedicated and detail-oriented Safety & Compliance Officer to join our team. · Maintain driver qualification files and safety records · Oversee Hours of Service (HOS) compliance and electronic log monitoring · ...

We currently have a career opportunity for a Senior Compliance Officer reporting to the Director of Compliance Supervision & Program Development. This role will be based out of either our head office in Vancouver, BC, or at our satellite head offices in Burlington, ON, Winnipeg M ...