Compliance Officer - Vancouver
2 days ago

A Compliance Officer position at an investment firm.
+Responsibilities
- Review and approve new client accounts.
- Conduct daily supervision of accounts to ensure compliance with regulatory requirements.
Job description
, consectetur adipiscing elit. Nullam tempor vestibulum ex, eget consequat quam pellentesque vel. Etiam congue sed elit nec elementum. Morbi diam metus, rutrum id eleifend ac, porta in lectus. Sed scelerisque a augue et ornare.
Donec lacinia nisi nec odio ultricies imperdiet.
Morbi a dolor dignissim, tristique enim et, semper lacus. Morbi laoreet sollicitudin justo eget eleifend. Donec felis augue, accumsan in dapibus a, mattis sed ligula.
Vestibulum at aliquet erat. Curabitur rhoncus urna vitae quam suscipit
, at pulvinar turpis lacinia. Mauris magna sem, dignissim finibus fermentum ac, placerat at ex. Pellentesque aliquet, lorem pulvinar mollis ornare, orci turpis fermentum urna, non ullamcorper ligula enim a ante. Duis dolor est, consectetur ut sapien lacinia, tempor condimentum purus.
Access all high-level positions and get the job of your dreams.
Similar jobs
Compliance Officer
2 days ago
A well-established investment firm is seeking a Compliance Officer to join its team. · Review and approve new and updated client accounts, including individual, entity, and institutional accounts. · Conduct daily and monthly supervision of accounts and trades to ensure compliance ...
Compliance Officer
1 week ago
The Compliance Officer will be responsible for trade approvals and monthly account reviews. They will also manage social media and ensure compliance with firm policies and industry regulations. · ...
We are committed to creating an inclusive and barrier-free recruitment and selection process across Canada. · Support functions across Business Conduct, Trade Conduct, and Financial and Operations Compliance · Identify opportunities for compliance programs and propose practical s ...
We foster an inclusive culture where teamwork, a forward-thinking attitude, and integrity are at the core of everything we do. · This creates an environment where employees thrive · , · grow, · ,& · Support functions across Business Conduct, · Trade Conduct, · & Financial & Opera ...
Environmental Compliance Officer
4 weeks ago
We are seeking a diligent and detail-oriented Compliance Officer to oversee and ensure adherence to regulatory standards and internal policies within our organization. · The ideal candidate will play a critical role in maintaining ethical practices, mitigating risks, and fosterin ...
Senior Compliance Officer-(Hybrid)
1 month ago
+Central 1 is looking for a Senior Compliance Officer to safeguard our organization. · Provide guidance on combating money laundering · ...
AML Compliance Officer
3 weeks ago
We're looking for an experienced AML professional to own and operate our compliance program. You'll be the primary decision-maker on financial crime risk management. · ...
Branch Review Compliance Officer
1 month ago
This role requires an experienced auditor who thrives on autonomy and loves to coach others. The incumbent will lead branch reviews that identify gaps and translate findings into actionable improvements. They will also partner with audit team leaders and regional compliance leade ...
Senior Compliance Officer-(Hybrid)
1 month ago
We are looking for a Senior Compliance Officer to join our team at Central 1. As a key member of our compliance operations team you will champion Anti-Money Laundering initiatives while working closely with senior leadership management committees regulatory bodies to embed compli ...
The Contract Management Office is a team that supports the full life contract lifecycle of over 1,000 community healthcare contracts with non-profit organizations and a wide range of providers delivering a variety of services for VCH clients. · Vancouver Coastal Health is looking ...
We are looking for proactive professionals who enjoy working with a variety of people in a dynamic environment and get excited about playing a role in tackling complex and challenging issues. · The Contract Management Office is a team that supports the full life contract lifecycl ...
transport compliance officer
1 month ago
Enforce animal control regulations by issuing warnings and citations to owners. Enforce parking by-laws on city streets, regional roads and municipal properties Investigate complaints concerning infractions of garbage collection by-laws Perform animal control bylaws duties such a ...
Senior Compliance Officer
1 month ago
We currently have a career opportunity for a Senior Compliance Officer reporting to the Director of Compliance Supervision & Program Development. This role will be based out of either our head office in Vancouver, BC, or at our satellite head offices in Burlington, ON, Winnipeg M ...
transport compliance officer
1 month ago
Overview: Enforce animal control regulations by issuing warnings and citations to owners. · Enforce parking by-laws on city streets. · Investigate complaints concerning infractions of garbage collection by-laws · ...
transport compliance officer
1 month ago
This is a Transport Compliance Officer position. The role involves enforcing animal control regulations, parking by-laws, and investigating complaints. · ...
Work as a Remote Aviation Officer at INNOTECH innovative Technology in Vancouver. This position can be done remotely. · The role involves: · Overseeing aviation operations and ensuring compliance with regulations. · Coordinating with various departments to enhance operational eff ...
Administration Coordinator
2 weeks ago
Administration Coordinator role provides essential administrative, clerical, and coordination support across projects, finance, health & safety, and office operations. · Required Skills and Competencies · • Degree or diploma in a related field, · • Demonstrated experience in a si ...
Senior Portfolio Compliance Analyst
1 month ago
We are looking for a Senior Portfolio Compliance Analyst for an existing position in our Portfolio Compliance Team. You will have the opportunity to work alongside our institutional portfolio managers and affiliate compliance officers. · Using Charles River to create and monitor ...
Senior Tax Manager
1 month ago
We are recruiting a Senior Tax Manager for a well-established Vancouver CPA firm with a strong focus on tax planning advisory and complex compliance. · Lead tax planning and compliance for corporations partnerships trusts and individuals · Deliver tax advisory work including writ ...
Shift Supervisor
4 weeks ago
Guardteck Security is seeking experienced and dependable Security Shift Supervisors for a full-time position in Vancouver, BC. · ...