Manager Agent Business Review - Toronto, Canada - Transamerica
Description
Job FamilyRegulatory Compliance
- About Us
Ultimately, we appreciate the uniqueness of a company where talented professionals work collaboratively in a positive environment — one focused on helping people look forward and plan for the best life possible while providing tools and solutions that make it easier to get there.
- For more information, visit- .
Transamerica has been making financial services available to the many, not just the few, for more than 100 years. We're a leading provider of life insurance, retirement, and investment solutions, serving millions of customers throughout the United States. Transamerica's dedicated professionals focus on helping people live their best lives through saving, investing, and protecting their loved ones.
Transamerica is dedicated to building America's leading middle market life insurance and retirement company, providing a broad range of quality individual life insurance policies, workplace supplemental insurance benefits, workplace retirement plans, individual retirement accounts, and investment products, including mutual funds, annuities, stable value solutions, as well as investment management services.
What We Do
Transamerica is organized by lines of business (Life Insurance, Annuities, Mutual Funds, Retirement Plans, and Employee Benefits), which are supported by Transamerica Corporate (Corporate Development; Finance; Internal Audit; Legislative, Regulatory & Policy; Office of the CEO; People and Places; Brand; Corporate Affairs; Risk; and Technology).
Oversee select business reviews of independent licensed insurance agents affiliated with World Financial Group Insurance Agency (WFGIA).
Ensure compliance with regulatory requirements during and after the sale of universal life, term life, whole life, accident/sickness, group benefits, segregated funds, and travel insurance products.
Job Description:
Responsibilities:
- Assign business review cases for completion and analyze findings to identify trends and mitigate risk. Check work for quality and accuracy to meet department and regulatory requirements.
- Assist in the development of department policies.
- Develop and deliver business review training and materials for staff and the field force. Coach staff how to identify issues to be resolved or escalated to management.
- Analyze/test workflow processes and identify opportunities for improvement.
- Create reports and present to management as required.
- Work with Compliance to provide or gather information used in the business review process.
- Keep current on the changing landscape of compliance, regulations, and financial services industry.
Qualifications:
- Postsecondary education in finance or other business field, or equivalent experience
- Three years of insurance/financial services industry experience
- Understanding of compliance/regulations related to the sale of insurance or securities products
- Excellent analytical and problem solving skills
- Excellent written and oral communication skills
- Excellent interpersonal, coaching, and conflict resolution skills
- Customer focused
- Strong attention to detail
- Ability to manage multiple priorities in a fast paced environment
- Knowledge of WFGIA processes and procedures
- Life license
- Compliance/auditing background
- Team lead/supervisory experience
- Advanced proficiency in MS Excel
- Office or hybrid office/remote environment
For eligible employees, we offer a comprehensive benefits package designed to support both the personal and financial well-being of our employees.
More jobs from Transamerica
-
Intermediate Compliance Analyst
Toronto, Canada - 1 week ago
-
Compliance Team Lead
Toronto, Canada - 3 weeks ago
-
Intermediate Compliance Analyst
Toronto, Canada - 3 weeks ago
-
Regional Branch Manager
Toronto, Canada - 1 week ago
-
Business Productivity Consultant
Toronto, Canada - 4 weeks ago
-
Rbm (Regional Branch Manager) Team Lead
Toronto, Canada - 2 weeks ago