Account Transfer Associate - Vancouver, Canada - Raymond James Financial

Raymond James Financial
Raymond James Financial
Verified Company
Vancouver, Canada

1 week ago

Sophia Lee

Posted by:

Sophia Lee

beBee Recruiter
Description

Account Transfer Associate

  • At Raymond James,_ _
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    _we__ _**_deliver, and_ _
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Raymond James Ltd.

is Canada's leading independent investment dealers offering high quality investment products and services to Canadians seeking customized solutions to their wealth management needs.


_ Account Transfer Associate_

How does the role impact the organization?


This role provides support to the branches and is responsible for ensuring client assets are received to or delivered from their Raymond James Account(s).


What will your role be responsible for?

  • Manage all incoming and outgoing mail and courier deliveries for Account Transfers;
  • Review and verify client information on transfer documents;
  • Initiate the processing of new transfer documents, both ATON and nonATON and related duties;
  • Investigate and resolve rejected transfer issues;
  • Follow up on and complete pending transfers; and
  • Deposit cheques and update records accordingly.

What can you expect from us?
Our most important investment is in people. Upon eligibility, Raymond James Ltd offers
flexible workstyles, a competitive compensation and benefits package.

Our benefits range from Health Benefits, RRSP Matching Program, Employee Stock Purchase Plan, Paid Time Off, Volunteer Days, Discretionary Bonuses, Tuition Reimbursement and many more We also support internal promotion and community involvement.


What do we expect from you?

  • Knowledge of concepts, practices and procedures of securities industry and/or banking compliance;
  • Previous experience with CDS and Arrow as related to ATON and CDSX, and other systems such as DTC and FundSERV; and
  • Work within deadlines in a highvolume and demanding environment while maintaining a high level of service and an imperative attention to detail;
  • Demonstrate a professional manner to establish and maintain effective working relationships at all levels of the organization;
  • Work independently as well as collaboratively within a team environment;
  • Communicate proficiently in French is an asset; and
  • Exercise tact and discretion in the handling of confidential information.

Educational/Previous Experience Requirements

  • A minimum of 3 years of industry related experience; and
  • Postsecondary education is an asset.

We encourage our associates at all levels to:

  • Grow professionally and inspire others to do the same
  • Work with and through others to achieve desired outcomes
  • Make prompt, pragmatic choices and act with the client in mind
  • Take ownership and hold themselves and others accountable for delivering results that matter
  • Contribute to the continuous evolution of the firm
At Raymond James - we honor, value, respect the uniqueness, experiences, and backgrounds of all of our Associates.

When associates bring their best authentic self, our organization, clients and communities thrive, it is part of our people-first culture.

The Company is an equal opportunity employer and makes all employment decisions on the basis of merit and business needs.


Job Operations


Primary Location CA-BC-Vancouver-Vancouver


Organization Operations


Schedule Full-time
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