Branch Manager, Quadrus Investment Services - Montréal, Canada - Canada Life Assurance Company

Canada Life Assurance Company

Verified Company

Montréal, Canada

2 weeks ago

Posted by:

Sophia Lee

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Description

Job Description:

We are looking for a Branch manager for Quadrus investment services Ltd

The role of branch manager is to ensure that the mutual fund trading activities performed by investment representatives (sales representatives), office administrative staff and anyone else associated with the branch office are compliant with securities regulations, the MFDA and AMF rules and By-Laws and Quadrus policies and procedures.

Branch managers must undertake certain activities within the branch office for purposes of assessing compliance with all regulatory requirements and company policies and provide a means of revealing and addressing undesirable account activity.

They are responsible and accountable to supervise the investment representatives with respect to mutual fund trading activity and anyone else associated with the branch office.

What you will do

Review and approve new accounts, KYC updates and trading activities (e.g. subsequent investments, redemptions).
Following up on and addressing suitability issues
Preapprove trades for new advisors and advisors under close supervision
Review and preapprove leveraged investing strategies submitted by advisors
Assist with the compliance education of investment representatives and admin staff within the branch office and maintain evidence of training for future reference
Ensure completion of the mandatory 90day training program
Participate in periodic office visits (physically or virtually) to satisfy MFDA policy 2 supervision requirements

What you will bring

Analytical, prioritization, interpretation skills
Problem solving skills including building solutions
Business acumen including knowledge of our industry and business model
Communication skills collaboration/influencing/ communicating
Advisor role/model including Industry
Branch Manager qualification with Canadian Securities Institute, The Investment Funds Institute of Canada (IFSE)
Registered to sell mutual funds for over two years

**Be your best at Canada Life

Being a part of Canada Life means you have a voice. This is a place where your unique background, perspectives and talents are valued, and shape our future success.

You can be your best here. You're part of a diverse and inclusive workplace where your career and well-being are championed.

You'll have the opportunity to excel in your way, finding new and better ways to deliver exceptional customer and advisor experiences.

***Together, as part of a great team, you'll deliver on our shared purpose to improve the well-being of Canadians. It's our driving force. Become part of a strong and successful company that's trusted by millions of Canadians to do the right thing.

Canada Life serves the financial security needs of more than 13 million people across Canada, with additional operations in Europe and the United States. As members of the Power Financial Corporation group of companies, we're one of Canada's leading insurers with interests in life insurance, health insurance, investment and retirement savings. We offer a broad portfolio of financial and benefit plan solutions for individuals, families, businesses and organizations._
We are committed to providing an inclusive, accessible environment, where all employees and customers feel valued, respected and supported. We are dedicated to building a workforce that reflects the diversity of the communities in which we live, and to creating an environment where every employee _

- has the opportunity to_
- reach their potential._

**_
Canada Life would like to thank all applicants, however only those who qualify for an interview will be contacted_**LI-Hybride