Senior Advisor, Compliance Programs and Risk Management - Montréal, QC

Only for registered members Montréal, QC, Canada

3 weeks ago

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Job summary

This role sits within Laurentian Bank Securities, a subsidiary of Laurentian Bank Financial Group.

The Senior Advisor will lead design enhancements to LBS/B2B Bank Dealers Services inspection program in collaboration with relevant teams experts within business unit Group; carry out reviews analyze processes identify risks test effectiveness controls write recommendations collaborate management subsequent action plans participate creation enhancements regulatory risk management programs CIRO PCMLTF stakeholders implementation operational risk guidelines anti-money laundering terrorist financing PCMLTF; act subject matter expert stakeholders internal external advise assist situations projects significant legal impact LBS/B2B Bank Dealers Services operations participate investigations promote awareness continuous improvement processes ensure efficiency work LBS/B2B Bank Dealers Services Group projects;+

Responsibilities

  • Lead design ensuing enhancements LBS/B B Bank Dealers Services inspection program collaboration relevant teams experts business unit Group;
  • Carry out reviews detailed L D B S B BBankD ealersServicesS inpectionprogramandparticularanalyze processesauditedidentifyriskstesteffectivenesscontrols writerecommendationscollaborate managementsubsequentactionplans;
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Skills & Qualifications, +
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