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    Senior Associate Director, Third Party Management - Halifax, Canada - MUFG Investor Services

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    Full time
    Description

    Company Description

    Experience something Remarkably Unique with MUFG Investor Services.

    Who are we? In simple terms, MUFG Investor Services is part of the Mitsubishi UFJ Financial Group, and we collaborate with over 480 loyal global investment firms to provide them with administration, asset services, banking, and fund financing.

    We are in 14 global locations and offer an exceptional hub of Remarkably Unique talent to thrive.

    Job Description

    Reporting to Head of Third Party Management team, assisting with responsibility for maintaining and implementing the Third-Party Management governance framework and supporting the Head of Controls in meeting their responsibilities. Key Responsibilities include the following:

    • Assist with the implementation and maintenance of the group Third-Party Management governance framework with respect to all third-party provider engagements to include outsourcing arrangements, ensure compliance with the same across the organization, and perform ongoing review of its effectiveness in identifying, reducing, controlling, and reporting key outsourcing risks that impact clients and the business.
    • Assist in ensuring third-party risk management and outsourcing policies and procedures adhere to regulatory standards. Responsible for keeping up to date with changing regulations in relevant jurisdictions and application of knowledge to the role. Coordinate with Compliance, Operational Risk, and internal/external audit to meet group and regulatory requirements.
    • Act as point of contact: For outsourcing related queries and provide guidance and training in line with third-party management and outsourcing policy, procedures, and regulations to the internal clients and stakeholders; and between the parties to outsourcing arrangements, as required, and maintain a team spirit and collaborative approach.
    • Oversee, advise, and support all parties in the performance of all ongoing monitoring and periodic reviews of Third Party engagements to include outsourcing arrangements, to include on-site inspections, and assessment of all proposed new engagements and maintain records of these outsourcing oversight activities.
    • Identify third-party management issues and risk trends, with attention to outsourcing regulatory requirements, at the earliest opportunity, agree remedial action and where possible implement best practice in alignment with favorable trends.
    • Assist in maintaining the group records of Third Party Providers and Outsourcing Registers, drafting and distribution of documentation for the completion of assessments, ongoing monitoring, and periodic reviews.
    • Continuously look to automate and develop the third-party management processes for efficient completion of third-party management governance.
    • Assist in reporting to the Outsourcing and Risk Committees, the Boards of all outsourced service receivers and MUTB on the third-party management governance framework.
    • Prepare and deliver Client due diligence presentations as directed. Participate in client due diligence, RFPs, or external third-party provider assessments as required.
    • Manage, support, and train other members of the Third-Party Management team as necessary.
    • Qualifications

      • Primary level degree in law, business, finance, or a relevant professional qualification.
      • Prior experience of in-house legal practice, third-party management, risk, or compliance.
      • Additional Information

        What's in it for you to join MUFG Investor Services?

        Take a look at our careers site, and you'll find everything you'd expect working with one of the fastest-growing businesses at one of the world's largest financial groups. Now take another look. Because it's how we defy expectations that truly defines us. You'll feel that difference in all kinds of ways. Our vibrant CULTURE. Connected team. Love of innovation, laser client focus.

        So, why settle for the ordinary? Join now for your next Remarkably Unique opportunity.

        We thank all candidates for applying; however, only those proceeding to the interview stage will be contacted.



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