Information Analyst - Toronto, Canada - Investment Industry Regulatory Organization of Canada (IIROC)

Investment Industry Regulatory Organization of Canada (IIROC)

Verified Company

Toronto, Canada

2 weeks ago

Posted by:

Sophia Lee

beBee Recruiter

Description

Position Title:
Information Analyst

Department:
Member Regulation Policy**
Region: Toronto

Status:
Permanent Full-time (Hybrid)**Reporting to the Senior Manager, Financial Information, Member Regulation Policy, the Information Analyst, Member Regulation Policy:

is a member of the Member Regulation Policy Team (MRP)

- is responsible for monitoring financial rule adequacy on certain foreign currencies, government bonds, indices, index participation units, index futures and exchange-listed securities
- participates in other operational and day-to-day work of MRP

Key Responsibilities:

Monitor financial rule adequacy on certain foreign currencies, government bonds, indices, index participation units, index futures and exchangelisted securities
Update supporting schedules and regulatory lists based on research and analysis
Draft notices and coordinate publication of margin rate and regulatory list changes
Assist Senior Information Analyst with research and analysis of policy projects

Education/Experience:

Professional level of knowledge in the field of business, including finance or accounting
A minimum of two (2) years of experience working in the investment industry with a financial institution, investment firm, financial regulator, and/or audit firm
Experience in regulatory policy would be an asset
Completion of the Canadian Securities Course would be an asset
Experience in regulatory reporting, compliance or credit at a dealer member firm would be an asset

Key Skills and Competencies:

Excellent verbal and written communication skills, including research and drafting skills
Excellent wordprocessing skills (knowledge of Microsoft access, word, excel, powerpoint, Adobe etc.)
Ability to multitask and prioritize competing matters
Knowledge of Investment Dealer financial and operational rules, requirements and guidance would be an asset
Knowledge of equity, fixed income and index securities
Knowledge of foreign currency and derivative investment contracts
Understanding of the Canadian securities industry
Knowledge of the investment industry regulatory regimes in other countries would be an asset.

New SRO is committed to employment practices that are inclusive and accessible. Accommodations for individuals with disabilities are available. Should you require accommodation, please contact Human Resources.

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