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Investment Industry Regulatory Organization of Canada (IIROC) in Canada

11 jobs at Investment Industry Regulatory Organization of Canada (IIROC) in Canada

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  • Investment Industry Regulatory Organization of Canada (IIROC)

    Advisor, Office of The Investor

    2 weeks ago

    Investment Industry Regulatory Organization of Canada (IIROC) Toronto, Canada

    **Position Title: Advisor, Office of the Investor** · **Department: Office of the Investor** · **Location: Toronto** · **Status**:Permanent Full-Time** · Reporting to the Manager, Office of the Investor, the Advisor is responsible for contributing to the Office of the Investor's ...

  • Investment Industry Regulatory Organization of Canada (IIROC)

    National Business Conduct Compliance Coordinator

    3 weeks ago

    Investment Industry Regulatory Organization of Canada (IIROC) Toronto, Canada

    **Position Title**:National Business Conduct Compliance Coordinator** · **Department**:Business Conduct Compliance** · **Location**:Toronto** · **Status**:Permanent Full-time (Hybrid)** · Reporting directly to the Director, Business Conduct Compliance (BCC), the BCC Coordinator i ...

  • Investment Industry Regulatory Organization of Canada (IIROC)

    Trading Conduct Compliance Examiner

    4 weeks ago

    Investment Industry Regulatory Organization of Canada (IIROC) Montréal, Canada

    **Position Title: Trading Conduct Compliance Examiner (Bilingual)** · **Department: Trading Conduct Compliance** · **Region: Montreal** · **Status: Permanent Full-time (Hybrid)** · New Self-Regulatory Organization of Canada, a consolidation of IIROC and the MFDA, is a pan-Canadia ...

  • Investment Industry Regulatory Organization of Canada (IIROC)

    Membership Intake Manager

    3 weeks ago

    Investment Industry Regulatory Organization of Canada (IIROC) Toronto, Canada

    **Position Title**: **Membership Intake Manager** · **Department: General Counsel's Office** · **Location: Vancouver, Calgary, Montreal and Toronto** · **Status: Permanent Full-time (Hybrid)** · The Membership Intake Manager is an accountable owner of the membership process. They ...

  • Investment Industry Regulatory Organization of Canada (IIROC)

    Enforcement Assistant

    2 weeks ago

    Investment Industry Regulatory Organization of Canada (IIROC) Toronto, Canada

    **Position Title: Enforcement Assistant** · **Department: Enforcement** · **Location: Toronto** · **Status: Permanent, Full-time (Hybrid)** · The position provides administrative support to the Investigation Team within the Enforcement Department. · **Key Responsibilities** · - C ...

  • Investment Industry Regulatory Organization of Canada (IIROC)

    Enforcement Counsel

    4 weeks ago

    Investment Industry Regulatory Organization of Canada (IIROC) Toronto, Canada

    **Position Title: Enforcement Counsel** · **Department**:Enforcement - Litigation** · **Location**:Toronto** · **Status**:Permanent Full-time (Hybrid)** · Enforcement Counsel will work with the Enforcement Department team in representing New SRO Staff in discipline hearings befor ...

  • Investment Industry Regulatory Organization of Canada (IIROC)

    Enforcement Assistant

    5 days ago

    Investment Industry Regulatory Organization of Canada (IIROC) Vancouver, Canada

    **Position Title: Enforcement Assistant** · **Department: Enforcement** · **Location: Vancouver** · **Status: Permanent, Full-time (Hybrid)** · The position provides administrative support to the Investigation Team within the Enforcement Department. · **Key Responsibilities** · - ...

  • Investment Industry Regulatory Organization of Canada (IIROC)

    Enforcement Counsel

    3 weeks ago

    Investment Industry Regulatory Organization of Canada (IIROC) Toronto, Canada

    **Position Title: Enforcement Counsel (MFD)** · **Department: Prairie Office Department** · **Location: Toronto** · **Status: Permanent Full-time (Hybrid)** · As a self-regulatory organization, the New Self-Regulatory Organization of Canada (New SRO) strives to uphold high regula ...

  • Investment Industry Regulatory Organization of Canada (IIROC)

    Information Security Analyst

    4 weeks ago

    Investment Industry Regulatory Organization of Canada (IIROC) Toronto, Canada

    **Position Title: Information Security Analyst** · **Department: Information Technology** · **Location: Toronto** · **Status: Permanent Full-time (Hybrid)** · The Information Security Analyst will implement the information security program initiatives, administer information secu ...

  • Investment Industry Regulatory Organization of Canada (IIROC)

    Manager, Financial

    3 weeks ago

    Investment Industry Regulatory Organization of Canada (IIROC) Toronto, Canada

    **Position Title**:Manager, Financial & Operations Compliance** · **Department: Financial and Operations Compliance** · **Region: Toronto** · **Status: Permanent Full-time (Hybrid)** · The Manager, Financial & Operations Compliance leads and manages field examinations performed b ...

  • Investment Industry Regulatory Organization of Canada (IIROC)

    Manager, Office of The Investor

    2 weeks ago

    Investment Industry Regulatory Organization of Canada (IIROC) Toronto, Canada

    **Position Title: Manager, Office of the Investor** · **Department: Office of the Investor** · **Location: Toronto** · **Status: Permanent Full-Time (Hybrid)** · Reporting to the Vice President, Office of the Investor, the Manager is responsible for managing other team members an ...