Wealth Compliance Advisor - Toronto
1 week ago

Job summary
Wealth Compliance AdvisorAbout UsAs a leading Canadian wealth management organization Richardson Wealth offers the personal touch of a boutique firm while delivering big results With offices across the country we are home to some of Canadas best investment advisors Weve embarked on an exciting growth phase – a multi year transformational journey to enhance our entrepreneurial high performing advisor centric culture Position OverviewThe WCA is a resource for the Branch Management Team and Advisor teams regarding industry regulations requirements and best practices This role is part of a centralized supervision team reporting into National Sales The WCA is accountable to ensure that the region meets all its compliance requirements as the delegate for compliance and risk operationsJob description
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