Senior Compliance - Oakville - Independent Electricity System Operator

+ Job summary: As a member of the Anti-Money Laundering / Anti-Terrorist Financing ("AML/ATF") department, the Senior Compliance Analyst will report to the Manager, AML Corporate Compliance. · + Qualifications:University degree or equivalent education · AML/Financial Crime certif ...

We dream big and work as one to innovate with purpose for our customers at every level of our business, · We offer competitive salaries and wages to CTC employees, · The primary focus of this role is AML/ATF Governance, Oversight and Advisory compliance function.In this capacity, ...

PPI est une organisation de marketing d'assurance qui se situe entre les conseillers indépendants et les compagnies d'assurance. Nous fournissons des services tels que des outils numériques, de l'éducation, du marketing pour aider nos conseillers. · ...

The successful candidate will place at the appropriate step within the salary grade/band based on relevant years of experience and other applicable considerations. · Review reports of non-compliance propose courses of action and work with IESO line personnel and Market Participan ...

The IESO is committed to ensuring Ontario's electricity system meets the province's needs today and into the future.We are energized to grow, embracing opportunities to shape the future of a dynamic and evolving energy sector while advancing our careers. · ...

This role is primarily functional but requires a strong technical understanding of GxP/GMP, cybersecurity controls, and audit frameworks. · ...

We are seeking a Senior IT Compliance & Cyber Risk Analyst to support enterprise compliance, audit readiness and risk management initiatives within a regulated environment. · ...

We are seeking a highly motivated Senior Compliance Officer with 3-5 years of experience in a similar role, preferably within a Fintech environment.The successful candidate will be responsible for ensuring compliance with applicable laws, regulations, · and internal policies acro ...

We are seeking a Senior Compliance Officer to join our team. · This is an exciting opportunity to make a difference in a meaningful career where you can collaborate with others while maintaining autonomy. · Identify strategies to mitigate regulatory risks related to conflicts of ...

Want a meaningful career where you can make a difference? Edward Jones sounds perfect for you. · Bachelor's degree preferred or relevant work experience · CSC, CPH and Investment Dealers Supervisory Course required or must be obtained within 12 months of hire. · ...

We are a leading Canadian financial services co-operative committed to being a catalyst for a sustainable and resilient society. The Senior Manager, Compliance will provide strategic leadership to the Branch Review and Branch Compliance teams.Partnering with VP to review escalati ...

We are looking for a Senior Compliance Testing Analyst to join our Compliance team.About This Position · We are looking for a Senior Compliance Testing Analyst to join our Compliance team. · Responsibilities and Qualifications · Plan and conduct timely and accurate compliance tes ...

The Senior Compliance Consultant ensures effective compliance with regulatory requirements in conjunction with a strong understanding of business needs. This includes providing coaching and training to the team in market conduct and advisor suitability. · Provide coaching and men ...

We are supporting a growing wealth management firm as they add a Senior Compliance Analyst to their team.This role works closely with the Chief Compliance Officer and plays a hands-on role in maintaining and enhancing the firm's compliance framework across portfolio management an ...

+Job summary · We re building the best way to move and manage money. + · +5+ years of experience in a senior compliance leadership role at a CIRO-regulated Investment Dealer.You possess expert-level knowledge of CIRO Investment Dealer rules, National Instruments, and Canada's ant ...

JobSummary: · AkkodisisseekingtheservicessofanexperiencedSeniorCountryComplianceandOperationalRiskManagerconsultanttosupporttreasurdatadatransformationinitiativeswithinaleadingCanadianfinancialinstitution.Responsibilities:ConductC&ORriskassessmentsinthecountryandcontribute_to the ...

Boyd Interactive is seeking a Senior Compliance Analyst to work alongside the Manager of Compliance in maintaining full compliance product & platform lifecycle – from ideation, design functions delivery – all with a view ensure compliance municipal provincial federal laws/regulat ...

We're building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing what's right for our clients. · We cultivate a culture where you can express your ambition through initiatives like Purpose Day; a paid day off ...

We are looking for a Senior Compliance Testing Analyst to join our Compliance team. · This position has a wide range of responsibility and could be performed to greater or lesser degrees depending upon the skill set, experience and education of the successful candidate.Please not ...

We are looking for a Senior Compliance Specialist to support the development and execution of our enterprise risk management practices. · This role will assist senior leaders in implementing frameworks, conducting assessments, and ensuring compliance with OSFI guidelines.You will ...

+We are looking for a Senior Compliance Testing Analyst to join our Compliance team. · Responsibilities:Plan and conduct timely and accurate compliance testing and related monitoring activities based on an established compliance test plan · Assess results from compliance testing, ...