Analyst, Marketing Compliance - Vancouver, Canada - Royal Bank of Canada

Royal Bank of Canada

Verified Company

Vancouver, Canada

2 weeks ago

Posted by:

Sophia Lee

beBee Recruiter

Description

Job Summary

What is the opportunity?

What will you do?

Seek to remain current and informed about marketing compliance regulations, RBC GAM policies, and PH&N Institutional business standards.
Review marketing materials, sales communications, social media and other content;
Monitor compliance to Canadian securities laws and regulations, as well as RBC or RBC GAM policies and procedures, and report on results.
Support the implementation of regulatory changes into business practices, and document required policies or processes.
Support certain client engagement and onboarding efforts;
Train, educate and inform staff regarding marketing compliance requirements.
Maintain the PH&N Institutional Marketing Compliance Log and prepare reports.
Liaise with and manage stakeholders from RBC GAM and other business partners globally, including partnering and consulting with RBC Law Group and RBC Compliance.
Assist with compliancerelated projects, regulatory and internal audits, and reviews related to the Marketing Compliance function and within the broader Canadian institutional client business.

What do you need to succeed?

Must Have

Sound judgement in decisions that demonstrates a keen attention to detail while also seeing "the big picture" and an ability to simplify the complex;
Strong organizational skills, with an ability to manage multiple, crossfunctional stakeholders and competing deadlines;
An understanding of capital markets and investment concepts, possibly supported by relevant industry credentials (e.g., Canadian Securities Course, IFIC Investment Funds Course);
Proficient in MS Office (Excel, Word, PowerPoint) and Adobe Acrobat.

Nice to Have

French language skills.
Ability to work independently, as well as within a team setting;

What's in it for you?

We thrive on the challenge to be our best, on progressive thinking to keep growing, and on working together to deliver trusted advice to help our clients thrive and communities prosper.

We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.

A comprehensive Total Rewards Program including bonuses and flexible benefits, competitive compensation, commissions, and stock where applicable
Leaders who support your development through coaching and managing opportunities
Opportunities to do challenging work
Opportunities to take on progressively greater accountabilities
Work in a dynamic, collaborative, progressive, and highperforming team
Management that supports your work and progression

Job Skills
Audits Compliance, Business Practices, Critical Thinking, Data Gathering Analysis, Decision Making, Industry Knowledge, Institutional Asset Management, Internal Controls, Interpersonal Relationship Management, Marketing Compliance, Product Services, Regulatory Compliance, Risk Management, Strategic Thinking

Additional Job Details

Address:

WATERFRONT CENTRE, 200

BURRARD ST:

VANCOUVER

City:

VANCOUVER

Country:

Canada

Work hours/week:

37.5

Employment Type:

Full time

Platform:

Wealth Management

Job Type:

Regular

Pay Type:

Salaried

Posted Date:

Application Deadline:

Inclusion
and Equal Opportunity Employment
At RBC, we embrace diversity and inclusion for innovation and growth.

We are committed to building inclusive teams and an equitable workplace for our employees to bring their true selves to work.

We are taking actions to tackle issues of inequity and systemic bias to support our diverse talent, clients and communities.

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