- Analyze regulatory obligations applying to business operations; manage professional relationships with senior management of regulated entities;
- Maintain books and records for reviews; oversee implementation of registered firm action plans;
- Conduct senior-level quality reviews of analysis, review findings and compliance reports;
- Provide administrative support to the Team Lead; mentor less experienced analysts during compliance reviews.
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We are looking for a Senior Regulatory Analyst who will lead complex registrant compliance reviews with dealers, advisers, and investment fund managers. · A university degree in business discipline or equivalentCPA or CFA designation is preferred10+ years experience in independen ...
Calgary, Alberta2 weeks ago
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The Alberta Securities Commission (ASC) is the industry-funded regulator responsible for administering the province's securities and derivatives laws. · Analyzing, researching, interpreting and clearly demonstrating how regulatory obligations apply to the business operations. · P ...
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We are looking for a Senior Regulatory Analyst who will lead complex registrant compliance reviews with dealers, advisers, and investment fund managers. · ...
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Our client an industry-funded regulator responsible for administering the province's securities and derivatives laws is looking for a Senior Regulatory Analyst in Alberta. This position will work out of the office located in Calgary Alberta. The ideal candidate is responsible for ...
Calgary, Alberta3 weeks ago
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The Alberta Securities Commission (ASC) is seeking a Summer Law Student to work in the legal team as part of the Market Regulation division. · ...
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We are looking for a Summer Law Student who will work in the legal team as part of the Market Regulation division at the Alberta Securities Commission. · ...
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We are always recruiting in anticipation of our client's future needs. · Mechanical engineer (static equipment) for potential upcoming projects. · ...
Calgary, Alberta1 month ago
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+Job summary · The Alberta Securities Commission (ASC) is the industry-funded regulator responsible for administering the province's securities and derivatives laws. · +Leading a team in identifying issues and trends in the securities and derivatives industries; developing and am ...
Calgary, Alberta1 month ago
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The Alberta Securities Commission (ASC) is the industry-funded regulator responsible for administering the province's securities and derivatives laws. · The Market Regulation (MR) division oversees equities and derivatives marketplaces, · registrants (dealers, advisers, and inves ...
Calgary, AB1 month ago
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Calgary Zone ACA, Calgary, StoneGate EMS Station · NEW · Leadership - Supervisor/Lead · · ACU · 19 minutes ago · Your Opportunity: · Reporting to the Senior Lead, Operational Oversight and Coordination, the Lead plays a key role in advancing Acute Care Alberta's priorities by ...
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This senior-level position is responsible for leading a multidisciplinary engineering team through multiple projects across Canada. · ...
Calgary, Alberta1 month ago
- Work in company
Clinical Director for S.T.A.R.S. CHILDREN'S HOME, FREDERICTON NEW BRUNSWICK
Only for registered members
The Clinical Director provides senior clinical leadership for S.T.A.R.S. Children's Home, a non-profit charitable organization delivering trauma-integrative stabilization assessment and treatment services for infants and young children ages 08 including babies and their families. ...
Calgary, Alberta1 month ago
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We are looking for a full-time Instrumentation & Controls Department Head to join our team. · ...
Calgary, AB1 month ago
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Description · Wood is currently recruiting for a Technical Director – Midstream Gas / Gas Processing to join its Projects Canada business , focusing on midstream gas facilities and gas processing projects. This opportunity is hybrid and will be based in Calgary, AB. · #LI-Hybrid ...
Calgary, AB, Canada6 days ago
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This position is full-time and will work 40 hours per week between the hours of 7am - 6pm, Monday through Friday. · Develop, implement and evaluate administrative practices within the childcare branch which meet operational and regulatory requirements including licensing, childca ...
Calgary, Alberta Full time1 month ago
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We are seeking a Senior Security Supervisor to join our team in Calgary, Alberta. As a shift supervisor with additional administrative and leadership responsibilities supporting the Security & OHS Manager, you will contribute to documentation quality, regulatory compliance suppor ...
Calgary, Alberta1 month ago
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The Principal Mechanical Engineer provides senior-level technical leadership across mechanical engineering activities, ensuring high-quality design, analysis, and execution of complex projects. · ...
Calgary, Alberta $120,000 - $170,000 (CAD) per year1 week ago
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Job summary · The Traction Power Manager will lead the planning coordination and construction management of traction power substations for the Calgary Green Line LRT project. · ResponsibilitiesProvide construction-phase leadership for traction power substations and associated ele ...
Calgary, AB1 month ago
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Wood is currently recruiting for a Technical Director – Midstream Gas / Gas Processing to join its Oil, Gas & New Energies (OGNE) business in Canada. · ...
Calgary, AB1 month ago
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+This opportunity is hybrid and will be based in Calgary, AB. · +Minimum 10–15 years of experience in Canadian gas processing and gas facilities engineering · ...
Calgary, Alberta1 month ago
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The OCS Manager will lead the planning, coordination, and construction management of the Overhead Catenary System (OCS) for the Calgary Green Line LRT project. · Enjoy competitive compensation, · ...
Calgary, AB1 month ago
Senior Regulatory Analyst, Registrant Oversight - Calgary - Klopp Richards & Associates
Description
Senior Regulatory Analyst, Registrant Oversight Role at Klopp-Richards Associates:
Job Summary
We are seeking a seasoned Senior Regulatory Analyst to lead complex registrant compliance reviews with dealers, advisers and investment fund managers. The ideal candidate will possess excellent analytical judgment and strong verbal/written communication skills.
Key Responsibilities:
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Senior Regulatory Analyst, Registrant Oversight
Only for registered members Calgary, Alberta
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Senior Regulatory Analyst, Registrant Oversight
Full time Only for registered members Calgary
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Senior Regulatory Analyst, Registrant Oversight
Only for registered members Calgary
-
Senior Regulatory Analyst
Only for registered members Calgary, Alberta
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Summer Law Student, Market Regulation
Only for registered members Calgary, Alberta
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Summer Law Student, Market Regulation
Only for registered members Calgary
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Mechanical Engineer
Only for registered members Calgary, Alberta
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Manager, Legal, Market Regulation
Only for registered members Calgary, Alberta
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Manager, Legal, Market Regulation
Only for registered members Calgary, AB
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Program Lead
Only for registered members Calgary, AB
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Director of Engineering
Only for registered members Calgary, Alberta
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Clinical Director for S.T.A.R.S. CHILDREN'S HOME, FREDERICTON NEW BRUNSWICK
Only for registered members Calgary, Alberta
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Instrumentation & Controls Department Head
Only for registered members Calgary, AB
-
Technical Director Midstream
Only for registered members Calgary, AB, Canada
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Child Care Administration Supervisor
Full time Only for registered members Calgary, Alberta
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Senior Security Supervisor
Only for registered members Calgary, Alberta
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Lead Process Engineer
Only for registered members Calgary, Alberta
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Traction Power Manager
Only for registered members Calgary, AB
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Technical Director Midstream
Only for registered members Calgary, AB
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Technical Director Midstream
Only for registered members Calgary, Alberta
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Overhead Catenary System Construction Manager
Only for registered members Calgary, AB