Compliance Officer - Oakville, ON, Canada

We're expanding our Wealth Management team and searching for a passionate driven and energetic candidate for the position of Compliance Officer. · We offer competitive pay benefits paid volunteer day on-going training growth potential and so much more. · Skyline is a capital mana ...

We re expanding our Wealth Management team and searching for a passionate driven and energetic candidate for the position of Compliance Officer. · Skyline Wealth Management is a premier wealth planning and investment firm that offers clients best in class investor experience comp ...

We're expanding our Wealth Management team and searching for a passionate, driven and energetic candidate for the position of Compliance Officer. · Skyline Wealth Management, a division of the Skyline Group of Companies, is a premier wealth planning and investment firm that offer ...

We are expanding our Wealth Management team and searching for a passionate driven and energetic candidate for the position of Compliance Officer. This full-time position will be located at our office in Oakville ON and will report to the Chief Compliance Officer. · Apply policies ...

We are a dynamic and growing wealth management firm registered with the Ontario Securities Commission (OSC) as both a Portfolio Manager (PM), Investment Fund Manager (IFM), and Exempt Market Dealer (EMD) with operations across all Canadian provinces and territories. The OSC acts ...

The Mobile Compliance Officer proactively and reactively enforces by-laws · and provincial legislation pertaining to a variety of town matters such as licensing, · nuisances noise signs municipal right of way lot maintenance zoning parking etc. · ...

The Mobile Compliance Officer proactively and reactively enforces by-laws and provincial legislation pertaining to a variety of town matters such as licensing nuisances noise signs municipal right of way lot maintenance zoning parking etc. · Identifies investigates and responds t ...

The Mobile Compliance Officer proactively and reactively enforces by-laws and provincial legislation pertaining to a variety of town matters such as licensing, nuisances, noise, signs, municipal right of way etc. · Provide the public with information on related areas of enforceme ...

+Job summary · The Compliance Officer reports to the Chief Compliance Officer (CCO) and will primarily be responsible for helping maintain the integrity of Equiton by ensuring compliance with regulatory bodies. · +ResponsibilitiesReview investment actions to ensure that all recom ...

The Compliance Officer reports to the Chief Compliance Officer (CCO) and will primarily be responsible for helping maintain the integrity of Equiton by ensuring compliance with regulatory requirements. · Review investment actions to ensure that all recommendations and transaction ...

The Travel Industry Council of Ontario (TICO) is seeking a compliance and regulatory professional who thrives in a fast-paced, stakeholder-focused environment. · This role offers meaningful, hands-on work that supports public trust and ensures travel businesses meet their regulat ...

We are looking for a Compliance Officer to join our team at Edward Jones. As a Compliance Officer you will be responsible for ensuring compliance with laws and regulations of various regulatory bodies as they relate to securities registration and insurance licensing. · ...

The Compliance Officer (Trade Surveillance) plays a critical role in mitigating the firm's regulatory and financial risks related to retail and firm trading activities. · ...

The Travel Industry Council of Ontario (TICO) is seeking a compliance and regulatory professional who thrives in a fast-paced, stakeholder-focused environment. This role offers meaningful, hands-on work that supports public trust and ensures travel businesses meet their regulator ...

We are seeking a Compliance Officer to play a critical role in mitigating the firm's regulatory and financial risks related to retail and firm trading activities. The ideal candidate will have experience in senior compliance or regulatory roles with oversight responsibilities. · ...

The Compliance Officer reports to the Chief Compliance Officer (CCO) and will primarily be responsible for helping maintain the integrity of Equiton by ensuring compliance with regulatory requirements. · Review investment actions to ensure they meet regulatory requirements. · Sup ...

We are seeking a Compliance Officer to join our team. The successful candidate will play a critical role in mitigating the firm's regulatory and financial risks related to retail and firm trading activities. · We value and respect our associates and their contributions, and we re ...

We're building a relationship-oriented bank for the modern world where talented professionals are empowered at work. · ...

We're building a relationship-oriented bank for the modern world. · We need talented, passionate professionals who are dedicated to doing what's right for our clients. · At CIBC, we enable the work environment most optimal for you to thrive in your role. You'll have the flexibili ...

We're building a relationship-oriented bank for the modern world. We need talented professionals who are dedicated to doing what's right for our clients. · a competitive salary,incentive paybanking benefitsa benefits program*a defined benefit pension plan* ...