Compliance Officer - Oakville, Ontario

We're expanding our Wealth Management team and searching for a passionate, driven and energetic candidate for the position of Compliance Officer. · Skyline Wealth Management is a premier wealth planning and investment firm that offers clients a best-in-class investor experience, ...

We re expanding our Wealth Management team and searching for a passionate driven and energetic candidate for the position of Compliance Officer. · Skyline Wealth Management is a premier wealth planning and investment firm that offers clients best in class investor experience comp ...

We are expanding our Wealth Management team and searching for a passionate driven and energetic candidate for the position of Compliance Officer. This full-time position will be located at our office in Oakville ON and will report to the Chief Compliance Officer. · Apply policies ...

We're expanding our Wealth Management team and searching for a passionate, driven and energetic candidate for the position of Compliance Officer. · Skyline Wealth Management, a division of the Skyline Group of Companies, is a premier wealth planning and investment firm that offer ...

We are a dynamic and growing wealth management firm registered with the Ontario Securities Commission (OSC) as both a Portfolio Manager (PM), Investment Fund Manager (IFM), and Exempt Market Dealer (EMD) with operations across all Canadian provinces and territories. The OSC acts ...

The Mobile Compliance Officer proactively and reactively enforces by-laws · and provincial legislation pertaining to a variety of town matters such as licensing, · nuisances noise signs municipal right of way lot maintenance zoning parking etc. · ...

The Mobile Compliance Officer proactively and reactively enforces by-laws and provincial legislation pertaining to a variety of town matters such as licensing nuisances noise signs municipal right of way lot maintenance zoning parking etc. · Identifies investigates and responds t ...

The Mobile Compliance Officer proactively and reactively enforces by-laws and provincial legislation pertaining to a variety of town matters such as licensing, nuisances, noise, signs, municipal right of way etc. · Provide the public with information on related areas of enforceme ...

The Compliance Officer reports to the Chief Compliance Officer (CCO) and will primarily be responsible for helping maintain the integrity of Equiton by ensuring compliance with regulatory requirements. · Review investment actions to ensure that all recommendations and transaction ...

The Travel Industry Council of Ontario (TICO) is seeking a compliance and regulatory professional who thrives in a fast-paced, stakeholder-focused environment. · This role offers meaningful, hands-on work that supports public trust and ensures travel businesses meet their regulat ...

The Compliance Officer (Trade Surveillance) plays a critical role in mitigating the firm's regulatory and financial risks related to retail and firm trading activities. · ...

The Travel Industry Council of Ontario (TICO) is seeking a compliance and regulatory professional who thrives in a fast-paced, stakeholder-focused environment. This role offers meaningful, hands-on work that supports public trust and ensures travel businesses meet their regulator ...

We are seeking a Compliance Officer to play a critical role in mitigating the firm's regulatory and financial risks related to retail and firm trading activities. The ideal candidate will have experience in senior compliance or regulatory roles with oversight responsibilities. · ...

The Compliance Officer reports to the Chief Compliance Officer (CCO) and will primarily be responsible for helping maintain the integrity of Equiton by ensuring compliance with regulatory requirements. · Review investment actions to ensure they meet regulatory requirements. · Sup ...

We're building a relationship-oriented bank for the modern world. · We need talented, passionate professionals who are dedicated to doing what's right for our clients. · At CIBC, we enable the work environment most optimal for you to thrive in your role. You'll have the flexibili ...

We are seeking a Compliance Officer to join our team. The successful candidate will play a critical role in mitigating the firm's regulatory and financial risks related to retail and firm trading activities. · We value and respect our associates and their contributions, and we re ...

The candidate will work closely with Operations Director and internal teams including investment, finance, and client-facing functions. The Compliance Officer will be responsible for the following: Support day to day compliance responsibilities and annual compliance work plan del ...

We provide various consulting services related to MSB (Money Services Business) and PSP (Payment Service Provider) registration with FINTRAC and the Bank of Canada.Advapay supports its clients with compliance program development, business plan drafting, and bank account opening, ...

As Compliance Officer, you will support the RBC Investor Services (RBCIS) Compliance team for Canada. · ...

This role supports the Compliance and Risk Manager with analytical and reporting activities in the relevant country area including Corporate and partners sales areas. ...