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Senior Analyst, Compliance, Risk and Assurance - Vancouver, BC, Canada - Raymond James Financial
Description
Job Description - Senior Analyst, Technology Risk AssuranceSenior Analyst, Technology Risk Assurance
Raymond James Ltd.
is Canada's leading independent investment dealers offering high quality investment products and services to Canadians seeking customized solutions to their wealth management needs.
Senior, Technology Risk AssuranceRaymond James Ltd. is seeking a qualified Senior Technology Risk Assurance professional to work in our Burnaby office. Raymond James Ltd.
is one of Canada's leading independent investment dealers offering high quality investment products and services to Canadians seeking customized solutions to their wealth management needs.
Under direct supervision of the Senior Manager, Technology Risk Assurance, the incumbent will use knowledge and skills, obtained through education and/or experience, training and/or certification, to conduct reviews of limited scope and complexity and improve internal controls over IT risk management.
The incumbent will recommend process improvements for departmental and business unit processes and procedures to improve internal controls and other project deliverables as required.
Support ongoing risk and control consulting activities for the assigned area of responsibility in accordance with internal standards, relevant government policies and regulations.
Running remote health checks against independent office networks and analyzing those findings to coach and educate remote offices on corrective actions to be taken.
Performing on site health checks for independent offices and coaching corrective actions based on those findings.Coordinating and training additional resources as necessary to accommodate on site health checks.
Perform virtual and on-site client and advisor information security presentations as necessary
Track and maintain service levels in ServiceNow for said services.
Promote collaboration, screen sharing, and communications tools particularly around a workforce working remotely
Recommend changes in products, services, and policy by evaluating results and behaviours
Upon eligibility, Raymond James Ltd offers flexible workstyles, a competitive compensation and benefits package. We also support internal promotion and community involvement.
Minimum of 5 years' experience in an IT Technology Risk Assurance capacity.
Hands-on experience in IT security implementation and audit.
Experience in control establishment & optimization along with auditing security domains such as Identity & Access Management, Data Encryption, application security, Firewall auditing, Vulnerability Management & Reporting, Asset Management.
Knowledge of security and compliance testing IT infrastructure.A deep understanding of Information Technology and Information Security, i.e. experience from a CISSP perspective. (Solid understanding of assessing and designing internal controls in an enterprise-level environment.
Adept in systems administration/ability to navigate enterprise level applications from an administrative perspective.
Ability to present complex technical ideas and concepts to those outside of a technical profession
Solid experience in testing, evaluating, and documenting controls for compliance.
English proficient both spoken and written
Knowledge of NIST, COBIT, ITIL and various other IT Security regulations & baseline controls is recommended
Certifications:
ISO 27000, CISA, CISSP are an asset
When associates bring their best authentic self, our organization, clients and communities thrive, it is part of our people-first culture
Salary Range:
BC (based on Education, Work Experience, etc) $80,000-100,000 in addition to competitive performance bonuses/incentives.
Customers' accounts are protected by the Canadian Investor ProtectionFund within specified limits. Please consult each subsidiary's webpagesfor applicable corporate, regulatory or membership information.
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