- Support Equity, Options, and Fixed Income trade settlements;
- Work with the Trading groups and external counterparties such as other broker / dealers and custodians to resolve and understand settlement disputes, avoiding potential buy-in scenarios faced by the firm;
- Resolve reconciliation outages through effective problem solving;
- Analyze current settlement processes and make recommendations to increase efficiency;
- Collaborate with your team members; and
- Other duties as assigned.
- Post-secondary education and a minimum of 2 years related administrative experience.
- Microsoft Office with a willingness and ability to learn new applications; and
- Absorbing and utilizing new information.
- Work within deadlines in a high-volume and demanding environment while maintaining a high level of service and an imperative attention to detail;
- Display email, videoconferencing, and telephone etiquette and relationship management skills;
- Work independently as well as collaboratively within a team environment;
- Demonstrate a professional manner to establish and maintain effective working relationships at all levels of the organization;
- Exercise tact and discretion in the handling of confidential information; and
- Communicate proficiently in French is an asset.
- Financial industry experience is an asset
- Fundamental investment concepts, practices, and procedures used in the securities industry and/or trading is an asset.
- Grow professionally and inspire others to do the same
- Work with and through others to achieve desired outcomes
- Make prompt, pragmatic choices and act with the client in mind
- Take ownership and hold themselves and others accountable for delivering results that matter
- Contribute to the continuous evolution of the firm
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Settlements Associate - Old Toronto, Canada - Raymond James Financial
Description
Job Description - Settlements Associate - 1 Year Contract
Settlements Associate - 1 Year Contract
At Raymond James, we develop, we collaborate, we decide, we deliver, and we improve together .
Raymond James Ltd. is Canada's leading independent investment dealers offering high quality investment products and services to Canadians seeking customized solutions to their wealth management needs.
Settlements Associate
*BC hours are 5am - 1pm Monday - Friday*
How does the role impact the organization?
As a member of the Settlements & Reconciliation team, you will play an integral role in supporting successful trade clearing and settlements for our Advisors and Institutional Trading team. As a Settlements Associate, you are a critical part of the process that ensures the smooth execution of securities transactions. This opportunity to work with leaders in the industry will help you to gain exposure in the world of processing and settlement of client Equity, Options, and Fixed Income trades in Canada, the US and other Foreign Markets. What will your role be responsible for?
What can you expect from us?
Our most important investment is in people. Upon eligibility, Raymond James Ltd offers flexible workstyles, a competitive compensation and benefits package. Our benefits range from Health Benefits, RRSP Matching Program, Employee Stock Purchase Plan, Paid Time Off, Volunteer Days, Discretionary Bonuses, Tuition Reimbursement and many more We also support internal promotion and community involvement.
What do we expect from you?
We encourage our associates at all levels to:
At Raymond James – we honor, value, respect the uniqueness, experiences, and backgrounds of all of our Associates. When associates bring their best authentic self, our organization, clients and communities thrive, it is part of our people-first culture. The Company is an equal opportunity employer and makes all employment decisions based on merit and business needs.
Here at Raymond James, we demonstrate our commitment to ensuring equal opportunities for all candidates. To request accommodations, candidates are instructed to contact Human Resources via email at By reaching out to this email address, candidates can communicate their specific requirements and discuss the necessary accommodations they may need to participate fully in the recruitment process.
Salary Range: BC (based on Education, Work Experience, etc) $45,000-$55,000 in addition to competitive performance bonuses/incentives.
Raymond James Ltd. is a member of the Investment IndustryRegulatory Organization of Canada (IIROC) and of the Canadian Investor ProtectionFund (CIPF). Customers' accounts are protected by the Canadian Investor ProtectionFund within specified limits. A brochure describing the nature and limits ofcoverage is available upon request or at . 3Macs, MacDougall,MacDougall & MacTier and Raymond James Correspondent Services are divisions ofRaymond James Ltd. Raymond James Ltd. is an integrated financial services firm. Itssubsidiaries, Raymond James Investment Counsel Ltd., Raymond James FinancialPlanning Ltd., Raymond James Trust (Canada) and Raymond James Trust (Québec) not members of the IIROC or the CIPF. Please consult each subsidiary's webpagesfor applicable corporate, regulatory or membership
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