Compliance Officer - Burlington

The Compliance Officer reports to the Chief Compliance Officer (CCO) and will primarily be responsible for helping maintain the integrity of Equiton by ensuring compliance with regulatory requirements. · Review investment actions to ensure that all recommendations and transaction ...

The Position · The Ethics and Compliance Officer is responsible to set up, steer and govern a compliance risk management framework to maintain relevant Canadian compliance standards. · ...

We're looking for a · HR Onboarding & Compliance Officer · to join our · HR Operations & Onboarding Team. · This team plays a crucial role in ensuring every new colleague joining HCA UK experiences a seamless, safe and supportive introduction into our organisation. · Above all e ...

The Ethics and Compliance Officer is responsible to set up steer and govern a compliance risk management framework to maintain relevant Canadian compliance standards. · Responsible to ensure the design and implementation of robust risk-based customer-centric compliance program in ...

We re expanding our Wealth Management team and searching for a passionate driven and energetic candidate for the position of Compliance Officer. · Skyline Wealth Management is a premier wealth planning and investment firm that offers clients best in class investor experience comp ...

We're expanding our Wealth Management team and searching for a passionate, driven and energetic candidate for the position of Compliance Officer. · Skyline Wealth Management is a premier wealth planning and investment firm that offers clients a best-in-class investor experience, ...

We're expanding our Wealth Management team and searching for a passionate driven and energetic candidate for the position of Compliance Officer. · We offer competitive pay benefits paid volunteer day on-going training growth potential and so much more. · Skyline is a capital mana ...

We are expanding our Wealth Management team and searching for a passionate driven and energetic candidate for the position of Compliance Officer. This full-time position will be located at our office in Oakville ON and will report to the Chief Compliance Officer. · Apply policies ...

We're expanding our Wealth Management team and searching for a passionate, driven and energetic candidate for the position of Compliance Officer. · Skyline Wealth Management, a division of the Skyline Group of Companies, is a premier wealth planning and investment firm that offer ...

We're building a relationship-oriented bank for the modern world. · We need talented, passionate professionals who are dedicated to doing what's right for our clients. · At CIBC, we enable the work environment most optimal for you to thrive in your role. You'll have the flexibili ...

We're looking for a HR Onboarding & Compliance Officer to join our HR Operations & Onboarding Team based in London.This team plays a crucial role in ensuring every new colleague joining HCA UK experiences a seamless, safe and supportive introduction into our organisation. · Manag ...

We provide various consulting services related to MSB (Money Services Business) and PSP (Payment Service Provider) registration with FINTRAC and the Bank of Canada.Advapay supports its clients with compliance program development, business plan drafting, and bank account opening, ...

We are seeking an experienced Compliance Officer to oversee and manage all aspects of our compliance programs. · Monitor and interpret gaming regulations, laws, and industry standards. · Develop, implement, and regularly update compliance policies and procedures. · Conduct regula ...

As a Compliance Officer you will play a key role in investigating and responding to client complaints regulatory inquiries internal matters involving registrant conduct. · Conduct investigations of client complaints in accordance with CIRO Rules including detailed analysis of cli ...

We are seeking a Compliance Officer to join our team in Toronto. · ...

The Travel Industry Council of Ontario (TICO) is seeking a compliance and regulatory professional who thrives in a fast-paced, stakeholder-focused environment. This role offers meaningful, hands-on work that supports public trust and ensures travel businesses meet their regulator ...

EdgePoint's Compliance team is looking for a new team member who is detail-oriented, has a passion for compliance and the interpersonal skills required to work closely with EdgePointers across departments. · ...

This role supports the Compliance and Risk Manager with analytical and reporting activities in the relevant country area including Corporate and partners sales areas. ...

Reporting to the Senior Manager, Compliance, you will be primarily responsible for trade approvals, monthly account reviews and social media management.You will also be responsible for contacting sales staff to implement corrective actions and ensuring compliance with the firm's ...

Reporting to the Senior Manager, Compliance, · you will be primarily responsible for trade approvals, · monthly account reviews and social media management. · ...