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    Trading Manager - Montréal, QC, Canada - Sun Life Financial

    Sun Life Financial
    Sun Life Financial Montréal, QC, Canada

    4 days ago

    Default job background
    Description
    Bilingual Trade Supervision Manager page is loaded Bilingual Trade Supervision Manager

    Apply locations Montreal, Quebec Sun Life Toronto One York time type Full time posted on Posted 7 Days Ago job requisition id JR You are as unique as your background, experience and point of view.

    You'll work with dynamic colleagues - experts in their fields - who are eager to share their knowledge with you.

    Your leaders will inspire and help you reach your potential and soar to new heights. Discover how you can make a difference in the lives of individuals, families and communities around the world.

    Contract: 12 months

    The Business Governance and Controls (BG&C) team is responsible for first line oversight within the Canadian Retail Advice and Solutions (RAS) business and works closely with advisors and field leaders to help advisors build and maintain compliant business practices, meet evolving regulatory expectations, all while putting the Client's interests and experience first.

    Reporting to the Director, Wealth Oversight Programs, the contract Trade Supervision Manager (TSM) provides back-up first-line oversight of trading and other activities of advisors and field leaders to ensure we are meeting regulatory obligations and Sun Life policies.

    Conduct Tier 1 supervision activities, including daily/monthly trade reviews, close supervision, new registrant supervision as a back-up TSM.

    Provide support to Trade Supervision Team Leads in effectively managing queries and other tasks to support trade supervision within the broader team.

    Through daily trade review activities identify and help resolve issues impacting risk, regulatory requirements, and our policies and procedures.

    Proactively identify issues and coaching opportunities for field leaders and advisors to improve compliance outcomes.
    Proactively identify and share opportunities for improvement in policies, processes, tools, and reporting across the compliance ecosystem
    Collaborate with Trade Supervision team members and with other BG&C colleagues to achieve BG&C objectives.
    Canadian Securities Course OR CFA Level 1 (or higher)

    Bilingualism (French, English, both oral and written) is required for the frequent interactions with English and French-speaking colleagues or internal partners across Canada and worldwide.

    In addition to Base Pay, eligible Sun Life employees participate in various incentive plans, payment under which is discretionary and subject to individual and company performance.

    Certain sales focused roles have sales incentive plans based on individual or group sales results.
    Diversity and inclusion have always been at the core of our values at Sun Life.

    A diverse workforce with wide perspectives and creative ideas benefits our clients, the communities where we operate and all of us as colleagues.

    Persons with disabilities who need accommodation in the application process or those needing job postings in an alternative format may e-mail a request to .At Sun Life we strive to create a flexible work environment where our employees are empowered to do their best work.

    Several flexible work options are available and can be discussed throughout the selection process depending on the role requirements and individual needs.

    Bilingual Manager, Trade Supervision

    locations 3 Locations time type Full time posted on Posted 3 Days Ago At Sun Life, you can be your most brilliant self.

    Our supportive, flexible, and inclusive work environment is one where you – and your career – can thrive. Whatever your aspirations, collaborative leaders and colleagues are ready to help you learn, grow, and succeed.
    Our purpose is to help Clients achieve lifetime financial security and live healthier lives.

    As part of Sun Life's growing team, you have an impact on people in your community and around the world.

    Use data to drive bold actions. Be agile and pivot as we test and learn. At Sun Life, we're driving transformation, sustainability and innovation for our Clients, employees, partners, and communities.
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