- Customizable flexible benefits options for you and your family
- Company matching RRSP contributions
- Comprehensive tuition financing and career-related training and development
- We promote work-life balance through flexible scheduling and hours
- Mental and physical wellness initiatives
- Advancement opportunities
- HUB Cares: we are a company that gives back and is active in the community
- Learn more about HUB's Culture & Value Here
- Broker/Advisor Suitability: Review broker accounts and escalate areas of concern relating to financial instability, incomplete or expired compliance documents, regulatory enforcement, conduct activities and sales trending. Assess, document and escalate any action required relating to credit, conduct or compliance issues based on facts gathered from Insurance Councils, Insurer Head Offices or other information obtained by HUB.
- Market Conduct Concerns: Coordinate the successful completion of all market conduct concerns identified through the collection of data, assessment and follow ups. Liaise with Insurer Head Office Compliance contacts to ensure resolution of all broker conduct issues identified.
- Broker/Advisor Monitoring: Report preparation and data analysis pertaining to HUB monitoring processes and trending reviews for insurance and related investment activities. Maintain internal reporting of information collected and issues that are escalated.
- Broker/Advisor Audit: Collaborate with Insurers in advisor audits to ensure compliance with industry responsibilities and appropriate record keeping in client files. Conduct random review of advisor compliance with licensee responsibilities and record keeping in client files.
- Data Analysis: Analyze data pertaining to the review of Brokers on 'Watch' and prepare reports of observations along with recommendations pertaining to continued suitability.
- Project Management: Assist with and coordinate project work as assigned.
- Excellent working knowledge of Microsoft Office (excel, outlook, word & power point)
- Demonstrated ability to communicate (written and verbal) effectively
- Detail oriented and good organizational skills
- Ability to apply common sense thinking
- Strong sense of confidentiality
- Three or more years' experience with life insurance administration in an Insurer or Managing General Agency environment
- Background in broker contracting and related compliance requirements and regulations
- Experience with WealthServ, APEXA or other industry back-office systems is an asset
- College Diploma or other post-secondary education or equivalency
- Good project management skills
- Bilingual in French and English is an asset
- Hybrid
-
Compliance Analyst
Found in: beBee Professionals CA - 3 days ago
Job Title: Compliance Analyst · Location: Toronto, Canada · Company: beBee Professionals · Job Description: · We are looking for a Compliance Analyst to join our team at beBee Professionals in Toronto. The Compliance Analyst will be responsible for ensuring that the company is co ...
-
Compliance Analyst
Found in: Talent CA C2 - 5 days ago
Hub International Vaughan, CanadaAt HUB Financial, we pride ourselves on fostering an environment dedicated to professional growth and client-centric values. As part of the HUB International family, we specialize in offering tailored financial and insurance solutions, empowering our clients to achieve their long ...
-
Privacy Compliance Analyst
Found in: beBee Professionals CA - 3 days ago
beBee Professionals Mississauga, Canada Compliance Specialists FreelanceJob Title: Privacy Compliance Analyst · Location: Mississauga, ON · Company: beBee Professionals · Job Description: · beBee Professionals is looking for a Privacy Compliance Analyst to join our team in Mississauga, ON. The Privacy Compliance Analyst will be responsible for develo ...
-
Compliance Analyst
Found in: Jooble CA O C2 - 3 hours ago
IFG International Financial Group Ltd Ontario, CanadaOur client, a top 5 bank in Canada,is looking for a Compliance Analyst for a 6-month contract located in Toronto. This is an excellent opportunity for a Compliance Analyst with a financial services background · As a Compliance Analyst your duties will include but not be limited ...
-
Compliance Analyst
Found in: Talent CA C2 - 1 day ago
fasken Toronto, Canada Full timeWho We Are · Fasken is a leading international business law and litigation firm, and was recently voted one of Canada's Best Employers for 2023. Our firm's 950 lawyers are located across offices in Vancouver, Surrey, Calgary, Toronto, Ottawa, Montréal, Québec City, London and Jo ...
-
Analyst, Compliance
Found in: Talent CA C2 - 1 day ago
First National Toronto, Canada Full timeWe are hiring an Analyst, Compliance · The Role: This position will play an important role in assisting with the planning and completion of regulatory compliance reviews and the delivery of high quality, professional, and independent compliance testing. The incumbent will contr ...
-
Compliance Analyst
Found in: Jooble CA O C2 - 3 hours ago
Legal Aid Ontario Toronto, ON, CanadaJob Location: Toronto · Job Category: Accounting / Auditing / Finance · Job Classification: FPA6 · Role Designation: Flexible Hybrid - In person days can be flexible from week to week subject to manager approval and operational requirements. · Legal Aid Ontario employees are ...
-
Compliance Analyst
Found in: Jooble CA O C2 - 3 hours ago
AGF Management Limited Toronto, ON, CanadaFounded in 1957, AGF Management Limited is an independent and globally diverse asset management firm. AGF brings a disciplined approach to delivering excellence in investment management through its fundamental, quantitative, private capital, and high-net-worth businesses. Our sui ...
-
Compliance Analyst
Found in: Talent CA C2 - 1 day ago
AGF Investments Toronto, Canada Full timeAbout AGF: · Founded in 1957, AGF Management Limited is an independent and globally diverse asset management firm. AGF brings a disciplined approach to delivering excellence in investment management through its fundamental, quantitative, private capital, and high-net-worth busine ...
-
Tax Compliance Analyst
Found in: Jooble CA O C2 - 3 hours ago
IFG International Financial Group Ltd Ontario, CanadaOur client, a big 5 bank, is looking for a Tax Compliance Analyst for an initial 3-month contact with a possibility of extension/conversion. Our client is currently on a hybrid model which requires someone to work in the office 2 days a week. Responsibilities of the Tax Complianc ...
-
Stage - Compliance Analyst
Found in: Jooble CA O C2 - 3 hours ago
Canadian Imperial Bank of Commerce Toronto, ON, CanadaWe're building a relationship-oriented bank for the modern world. At CIBC, we are on a mission to build the relationship-focused bank of the future and we are looking for First Nations, Métis and Inuit job-seekers to join our Risk Management Group. We are committed to creating an ...
-
Lead IT Compliance Analyst
Found in: Talent CA C2 - 4 days ago
Morningstar Toronto, Canada Full timeThe Area : The Information Security department is responsible for setting enterprise security policies and standards that are designed to protect the confidentiality, integrity and availability of Morningstar information. The security team offers guidance and technical expertise ...
-
Compliance Analyst II
Found in: beBee S2 CA - 2 weeks ago
FIS Global Toronto, Canada OTHERPosition Type : · Full time Type Of Hire : · Experienced (relevant combo of work and education) Education Desired : · Bachelor's Degree Travel Percentage : · 5 - 10%Are you curious, motivated, and forward-thinking? At FIS you'll have the opportunity to work on some of the mos ...
-
Stage - Compliance Analyst
Found in: Jooble CA O C2 - 3 hours ago
Moody's Investors Service Toronto, ON, Canada InternshipSHIPMoody's is a global integrated risk assessment firm that empowers organizations to make better decisions. · com/diversity · The Sales Performance Management team of Moody's Analytics (MA) is responsible for controlling and operating the variable compensation program for the MA ...
-
Sr. Compliance Analyst
Found in: Talent CA C2 - 1 day ago
FIS Toronto, Canada Experienced (relevant combo of work and education)Position Type : · Full time Type Of Hire : · Experienced (relevant combo of work and education) Education Desired : · Bachelor of Business Administration Travel Percentage : · 1 - 5% Are you ready to unleash your full potential? We're looking for people who are passi ...
-
Regulatory Compliance Analyst
Found in: Talent CA C2 - 4 days ago
Peoples Trust Toronto, Canada Full timeJob Details · Description · About us: · Peoples Group is a boutique Financial Institution with offices located in Vancouver, Calgary, Toronto, and Montreal that has been in the Canadian marketplace for over 30 years. Our mission is to exceed our customers' expectations by prov ...
-
Sr. Compliance Analyst
Found in: Talent CA C2 - 1 day ago
Jobs for Humanity Toronto, Canada Full timeJob Description · Position Type : · Full time Type Of Hire : · Experienced (relevant combo of work and education) Education Desired : · Bachelor of Business Administration Travel Percentage : · 1 - 5%Are you ready to unleash your full potential? We're looking for people who a ...
-
Sr. Compliance Analyst
Found in: beBee S2 CA - 3 weeks ago
FIS Global Toronto, Canada OTHERPosition Type : · Full time Type Of Hire : · Experienced (relevant combo of work and education) Education Desired : · Bachelor of Business Administration Travel Percentage : · 1 - 5%Are you ready to unleash your full potential? We're looking for people who are passionate abou ...
-
Senior IT Compliance Analyst
Found in: Appcast CA C2 Glassdoor - 2 hours ago
Workday Markham, CanadaIndividually we are people, but together we are Aviva. Individually these are just words, but together they are our Values – Care, Commitment, Community, and Confidence. · We are seeking a resourceful and forward-thinking Senior IT Compliance Analyst who will perform testing of d ...
-
Financial Analyst – Compliance
Found in: Talent CA C2 - 5 days ago
Martin Brower Mississauga, Canada Regular Full timePosition Summary: · The Financial Analyst - Compliance & Risk will utilize strong leadership, accounting, and organizational skills to support our Financial Services /Reporting teams and will report to the Supervisor, Financial Services. The Compliance & Risk Analyst position wil ...
Compliance Analyst - Vaughan, Canada - Hub International
Description
At HUB Financial, we pride ourselves on fostering an environment dedicated to professional growth and client-centric values. As part of the HUB International family, we specialize in offering tailored financial and insurance solutions, empowering our clients to achieve their long-term goals. Our commitment to excellence extends beyond delivering top-tier insurance products – it encompasses a culture that values collaboration, innovation, and continuous learning.
We are Proud to Offer:
The Opportunity:
As a Compliance Analyst you're responsible for monitoring Advisor suitability and compliance in the Insurance division. We are looking for a motivated individual with multitasking skills and computer proficiency. Responsibilities include supporting compliance functions, conducting data analysis and audits, and coordinating with insurers on advisor audits. Candidates should possess strong Microsoft Office skills, effective communication abilities, attention to detail, and confidentiality.
A day in the life:
Who you are:
Work Schedule:
About HUB International:
Headquartered in Chicago, Illinois, Hub International Limited is a leading full-service global insurance broker and financial services firm providing risk management, insurance, employee benefits, retirement and wealth management products and services. With more than 18,000 employees in offices located throughout North America, HUB's vast network of specialists brings clarity to a changing world with tailored solutions and unrelenting advocacy, so clients are ready for tomorrow.
Through our dedication to excellence and innovation, we are proud to have achieved the remarkable distinction of ranking 5th largest insurance brokerage worldwide We're not just an insurance broker, we bring clarity to a changing world with tailored solutions and unrelenting advocacy.
If you're interested in learning how you can grow your career at HUB, visit our Careers Page to explore our opportunities.
Department Office Administration & Clerical
Required Experience: 2-5 years of relevant experience
Required Travel: No Travel Required
Required Education: College diploma (3-year degree)