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    Capital Markets Compliance Advisor - Toronto, Canada - CB Canada

    CB Canada
    CB Canada Toronto, Canada

    Found in: Talent CA 2 C2 - 1 week ago

    Cb Canada background
    Description

    Capital Markets Compliance Advisor

    On behalf of our client in the Banking Sector, PROCOM is looking for a Capital Markets Compliance Advisor.

    Capital Markets Compliance Advisor – Job Description

    • To provide support to FICC team with a focus on transaction reporting (MTRS and OTC Derivatives)
    • Conduct a review of market access controls for Futures for MX and Commodities (US access)
    • Conduct a mapping exercise of transaction reporting systems in Canada
    • Advise management of potential issues as they arise, make recommendations with regards to courses of action on transaction reporting issues
    • Develop and maintain an up-to-date procedure to review system change reviews and impact on controls
    • Assess and communicate new or amended regulatory requirements and conduct impact assessments

    Capital Markets Compliance Advisor – Mandatory Skills

    • University degree in business, finance, economics or other related discipline
    • Completion of the Canadian Securities Course and Conduct and Practices Handbook Exam
    • 3+ years of progressive Compliance or related experience
    • Relevant work experience within a broker dealer, ideally Capital Markets (front, mid, back office)
    • Microsoft Office for project management and daily tasks

    Capital Markets Compliance Advisor - Assignment Start Date

    ASAP – 3 months to start

    Capital Markets Compliance Advisor - Assignment Location

    Toronto, ON – Work Hybrid


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