- To provide support to FICC team with a focus on transaction reporting (MTRS and OTC Derivatives)
- Conduct a review of market access controls for Futures for MX and Commodities (US access)
- Conduct a mapping exercise of transaction reporting systems in Canada
- Advise management of potential issues as they arise, make recommendations with regards to courses of action on transaction reporting issues
- Develop and maintain an up-to-date procedure to review system change reviews and impact on controls
- Assess and communicate new or amended regulatory requirements and conduct impact assessments
- University degree in business, finance, economics or other related discipline
- Completion of the Canadian Securities Course and Conduct and Practices Handbook Exam
- 3+ years of progressive Compliance or related experience
- Relevant work experience within a broker dealer, ideally Capital Markets (front, mid, back office)
- Microsoft Office for project management and daily tasks
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Aviation Legal Advisor
Found in: beBee Professionals CA - 3 days ago
beBee Professionals Toronto, Canada Legal Advisors FreelanceJob Offer: Aviation Legal Advisor · beBee Professionals is looking for an experienced Aviation Legal Advisor to join our team in Toronto. The successful candidate will provide legal advice and support to the aviation industry, including airlines, airports, and other related organ ...
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Tax Legal Advisor
Found in: beBee Professionals CA - 3 days ago
beBee Professionals Toronto, Canada Legal Advisors FreelanceJob Title: Tax Legal Advisor · Location: Toronto, Canada · Company: beBee Professionals · Job Description: · We are looking for a Tax Legal Advisor to join our team at beBee Professionals in Toronto. The successful candidate will be responsible for providing legal advice and guid ...
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Sports Law Legal Advisor
Found in: beBee Professionals CA - 3 days ago
beBee Professionals Toronto, Canada Legal Advisors FreelanceJob Title: Sports Law Legal Advisor · Location: Toronto, Canada · Company: beBee Professionals · beBee Professionals is looking for a Sports Law Legal Advisor to join our team in Toronto. The successful candidate will provide legal advice and guidance to our clients in the sports ...
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RQ06212 - Specialized IT Consultant - Intermediate
Found in: Zoho Direct Apply - 1 day ago
Maarut Inc Toronto, CanadaResponsibilities: · Works in partnership with clients, advising them on information technology in order to meet their business objectives or overcome problems, works to improve structure and efficiency of an organization's I&IT systems. · The I&IT Consultant may be used to provid ...
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Investment Marketing Program Manager
Found in: Talent CA C2 - 4 days ago
Fidelity Investments Toronto, Canada Full timeDescription · Who We Are · At Fidelity, we've been helping Canadian investors build better financial futures for over 35 years. We offer individuals and institutions a range of trusted investment portfolios and services - and we're constantly seeking to find new and better ways ...
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Advisor Marketing Manager
Found in: Talent CA C2 - 6 days ago
Scotiabank Toronto, CanadaContributes to the overall success of Advisor-led marketing for Scotiabank's Global Wealth Management business lines in Canada. Works day-to-day with advisory teams in their designated region to enable core advisor-led marketing strategies (including templates, materials, collate ...
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Senior Platform Manager
Found in: Talent CA C2 - 3 days ago
iA Private Wealth Inc. Toronto, Canada PermanentDescription · Key Objectives: · In this role, you will be a key part of the Investment Products & Platforms team. You will work closely with business leaders, internal team, such as compliance, operations and technology, as well as our advisors and external partners to design, ...
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Associate, Tax
Found in: Talent CA C2 - 4 days ago
CPP Investments Toronto, Canada Full timeJob Description · We are looking for an experienced tax professional to support our tax footprint. This is an exciting opportunity for you to be part of the evolution of our tax function. The Tax Associate will support the Tax Manager and play a key internal consultant role, work ...
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Senior Labour Relations Advisor
Found in: Talent CA C2 - 3 days ago
York University Ontario, Canada Permanent Full timePurpose: · Faculty Relations supports collective bargaining, collective agreement administration and on-going labour-management relations for academic employees of York University, comprising 8 unionized employee groups (approximately 4, employees). Reporting to the Director, Fa ...
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Wealth and Retirement Advisor
Found in: Talent CA C2 - 2 days ago
Company 1 - The Manufacturers Life Insurance Company Toronto, Canada Full timeDescription · Manulife Investment Management (MIM) Advisor Group delivers financial and investment solutions and advice, including financial planning and insurance, to clients across the wealth spectrum. · The Wealth and Retirement Advisor is senior member of a team of wealth ad ...
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Coordonnateur (Hybride)
Found in: Talent CA C2 - 2 days ago
National Bank Toronto, Canada PermanentPrésence Hybride Numéro de poste 20447 Catégorie Professionnel Statut: Permanent Type de contrat Permanent Horaire: Temps plein Temps plein/Temps partiel? Temps plein Date de publication 05-avril-2024 Lieu: Toronto, Ontario Ville Toronto Province/État Ontario Domaine d'intérêt: S ...
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Investment Marketing Specialist
Found in: Talent CA C2 - 4 days ago
Fidelity Investments Toronto, Canada Full timeDescription · Who We Are · At Fidelity, we've been helping Canadian investors build better financial futures for over 35 years. We offer individuals and institutions a range of trusted investment portfolios and services - and we're constantly seeking to find new and better ways ...
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Senior Manager, Global Income Tax
Found in: Talent CA C2 - 1 day ago
Blend Toronto, Canada Full timeWe have an exciting client who delivers high-frequency recognition that drives business outcomes for HR and business leaders, from decreased turnover to increased engagement. Designed specifically to meet the needs of today's workforce, it empowers employees to recognize each oth ...
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Legal Advisor
Found in: beBee Professionals CA - 3 days ago
beBee Professionals Mississauga, Canada Legal Advisors FreelanceJob Title: Legal Advisor · Location: Mississauga, ON · Company: beBee Professionals · beBee Professionals is looking for a Legal Advisor to join our team in Mississauga. The successful candidate will provide legal advice and support to the organization, ensuring compliance with a ...
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Senior Manager
Found in: Talent CA C2 - 12 hours ago
Scotiabank Toronto, CanadaSenior Manager, Wealth Management Taxation · Toronto · Job Purpose: · The Senior Manager, Wealth Management Taxation plays a key role in supporting wealth advisors, planning specialists, and banking partners across Scotia Wealth Management by providing tax expertise and enhancin ...
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Contract Legal Advisor
Found in: beBee Professionals CA - 3 days ago
beBee Professionals Mississauga, Canada Legal Advisors FreelanceJob Title: Contract Legal Advisor · Location: Mississauga, ON · Company: beBee Professionals · Job Description: · beBee Professionals is seeking an experienced Contract Legal Advisor to join our team in Mississauga, ON. The successful candidate will be responsible for providing l ...
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Compliance Officer
Found in: Talent CA C2 - 2 days ago
iCapital Toronto, CanadaResponsibilities · Define compliance strategy and guidelines to support the company's growth across Canada in a sustainable and compliant way. · Work closely with senior management, colleagues, regulators, and external partners & stakeholders to anticipate risks to the firm and i ...
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Corporate Legal Advisor
Found in: beBee Professionals CA - 3 days ago
beBee Professionals Mississauga, Canada Legal Advisors FreelanceJob Title: Corporate Legal Advisor · Location: Mississauga, ON · Company: beBee Professionals · Job Description: · beBee Professionals is seeking an experienced Corporate Legal Advisor to join our team in Mississauga, ON. The successful candidate will provide legal advice and sup ...
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Senior Analyst, Wealth Investment Research
Found in: Talent CA C2 - 3 days ago
Fidelity Investments Toronto, Canada Full timeDescription · This is a hybrid role with a mix of remote and in-office working · Who We Are · At Fidelity, we've been helping Canadian investors build better financial futures for over 35 years. We offer individuals and institutions a range of trusted investment portfolios and ...
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Senior Associate
Found in: Talent CA C2 - 3 days ago
0000050599 RBC Dominion Securities Inc. Toronto, Canada Full timeJob Description · What is the Opportunity? · The RBC Dominion Securities branch located in Toronto, ON is looking for Senior Associate to provide support to support a successful Advisory Team. · You will provide quality client service and help deepen relationships with existing ...
Capital Markets Compliance Advisor - Toronto, Canada - CB Canada
Description
Capital Markets Compliance Advisor
On behalf of our client in the Banking Sector, PROCOM is looking for a Capital Markets Compliance Advisor.
Capital Markets Compliance Advisor – Job Description
Capital Markets Compliance Advisor – Mandatory Skills
Capital Markets Compliance Advisor - Assignment Start Date
ASAP – 3 months to start
Capital Markets Compliance Advisor - Assignment Location
Toronto, ON – Work Hybrid