- A university degree, or equivalent training and / or experience, coupled with a professional accounting designation, and membership in a recognized Canadian professional accounting body.
- As the Forensic Auditor is required to investigate the propriety of complex financial transactions to determine compliance with strict regulatory accounting obligations, the incumbent is required to have a minimum of five (5) years' forensic experience, preferably in a regulatory environment.
- Forensic experience with an emphasis on real estate and mortgage fraud would be an asset.
- Required to work out of the office on a regular basis, attending at licensees' offices. A few times per year the incumbent may be required to stay out of town while on an investigation for up to one week at a time.
- Solid understanding of the Law Society's mandate, services, legislation and policies.
- In depth understanding of current trends and developments in accounting practices, their practical applications and forensic investigation techniques.
- Knowledge of a variety of dispute resolution techniques and their appropriate application.
- Expressive and persuasive in both spoken and written language in the collection of evidence and facilitation and resolution and disposition of complaints.
- Concise, well organized writing skills in the preparation of a full range of investigative documents and memoranda which may form the basis for disclosure to Discipline Counsel and agreed statement of fact.
- Analytical skills to reason through complex spoken and written information.
- Computer literacy, including word processing software, advanced spreadsheet functions and accounting system software.
- Broad understanding of the application of technology preferably in a regulatory / legal environment.
- Investigates serious and / or complex matters including professional misconduct, conduct unbecoming, competence, licensing, re qualification, capacity and unauthorized practice.
- Independently plans, conducts and makes recommendations for the disposition of a variety of serious and complex investigative assignments relating to professional conduct and competence, either as a member of an investigation team or as sole investigator.
- Identifies risk and conducts ongoing risk assessments.
- Applies the principles of forensic auditing and fraud detection to the investigation and resolution of matters involving allegations of misuse or mishandling of client property entrusted to lawyers.
- Develops case files to prosecutorial and evidentiary standards, including authorization memos, investigation reports, and in the event of prosecution, acts as expert witness at legal and administrative proceedings.
- Assesses the need for and makes recommendations with respect to resolution of investigation files, including but not limited to, establishment of practice controls, seizure of lawyer practices, freezing of lawyer trust accounts, payments made by the Compensation Fund, and license revocation.
- Identifies potential candidates for remedial diversion initiatives, seeking out opportunities for alternative dispute resolution and settlement of investigations files.
- Assists Discipline Counsel in the preparation of cases for hearing and testifies as a witness, as required.
- Follows procedural and administrative requirements with respect to handling, cataloguing, securing and continuity of evidence gathered during an investigation. Interviews witnesses and prepares witness statements.
- Prepares reports for the Proceedings Authorization Committee (PAC) related to non-discipline recommendations (i.e. Invitation to Attend, Regulatory Meeting, Letter of Advice and file closure).
- Prepares clear and comprehensive Investigative Reports, identifying and including key supporting documents.
- Assists Discipline Counsel in the preparation of cases for hearings, testifying as a witness in court and regulatory proceedings as required.
- Examines and audits accounting records and files maintained by a licensee, identifying issues of compliance with rules, regulations, bylaws and policies.
- Follows procedural and administrative requirements with respect to searches and seizures, including the handling, cataloguing, security and control of evidence gathered during a forensic investigation.
- Contributes to the development of standardized practices, guidelines and procedures in the appropriate conduct and resolution of investigations files from a forensic accounting perspective.
- Conducts own caseload, and works with other members of the Investigation Services Department to establish, monitor and continuously improve processes and case management performance targets.
- As a member of the Investigation Services Department, continually assesses policies and procedures, and identifies opportunities for policy development or change in areas related to investigative activity.
- Participates in the development of policy when assigned.
- Promotes the sharing and transfer of knowledge and information amongst members of the Investigation Services Department and Professional Regulation.
- Acts as an expert witness and advisor in the prosecution of forensic audit case files.
-
Law Society of Ontario Toronto, CanadaOVERVIEW · JOB PURPOSE: · The Investigator is an investigation specialist assigned to the planning and conduct of timely, consistent investigations working independently or as a member of a team, under the provisions of The Law Society Act, covering a wide range of issues rela ...
-
Sidecar Doughnuts Toronto, Canada PermanentHome " Professional Regulation and Discipline Lawyer Brampton · Unified LLP - Professional Discipline Defence Lawyers Toronto Professional Discipline Hearing Lawyer - Kirsty Niglas-Collins Kirsty is a rigorous defender of clients when faced with complaints from their professiona ...
-
Law Society of Ontario Toronto, Canada Permanent Full timeOVERVIEW · JOB PURPOSE · Conducts investigations in a professional manner, gathering, processing and analyzing evidence for possible breaches of Rules of Professional Conduct, By-laws and regulatory requirements. Participates in the development of case plans and disposition pr ...
-
Law Society of Ontario Toronto, Canada Contract Full timeOVERVIEW · JOB PURPOSE · As part of the Litigation Services Department, the Legal Assistant is responsible for providing confidential and complex legal administrative support to the Director, Assistant Manager and Discipline Prosecutors (consisting of Practice Leads, Disciplin ...
-
Law Society of Ontario Toronto, Canada Contract Full timeOVERVIEW · We have two contracts available, one for 1 year and another for 6 months. Please indicate your interest in one or two positions in your cover letter. · JOB PURPOSE: · Counsel, Compensation Fund reviews and conducts legal analysis of claims for compensation resulti ...
-
Sidecar Doughnuts Old Toronto, CanadaHome » Professional Regulation and Discipline Lawyer Brampton Unified LLP – Professional Discipline Defence Lawyers Toronto Professional Discipline Hearing Lawyer – Kirsty Niglas-Collins Kirsty is a rigorous defender of clients when faced with complaints from their professional c ...
-
Law Society of Ontario Toronto, Canada TEMPORARYTo receive a copy of this posting in French, email Please include the "job title" - French version in the subject line. · Pour recevoir une copie de cette annonce en français, écrivez à Veuillez indiquer "job title" - French version dans la ligne de sujet. · JOB PURPOSE: · The ...
-
Law Society of Ontario Old Toronto, CanadaOVERVIEW · To receive a copy of this posting in French, email Please include the "job title" - French version in the subject line. Pour recevoir une copie de cette annonce en français, écrivez à Veuillez indiquer "job title" - French version dans la ligne de sujet. · JOB PURPOS ...
-
Law Society of Ontario Toronto, Canada Full timeJOB PURPOSE: · The Law Clerk is responsible for providing para-professional support to a dedicated team of Investigation Counsel, Forensic Auditors and Investigators in the Investigation Services Department. This involves a wide range of duties related to the collection and organ ...
-
Law Society of Ontario Old Toronto, CanadaOVERVIEW · JOB PURPOSE · The primary responsibilities of Senior Lead Discipline Counsel involve representing the Law Society in significant, high risk and/or high profile legal professional regulatory matters before the Law Society Tribunal and in the courts. · QUALIFICATIONS REQ ...
-
Law Society of Ontario Toronto, Canada Full timeJOB PURPOSE: · The Records and Cataloguing Clerk supports the records management activities of the Regulatory Services department, primarily focusing on Trustee Services. The incumbent will provide support through document processing, handling internal and external customer needs ...
-
Food Safety Compliance Manager
2 weeks ago
Job Title: Food Safety Compliance Manager · Location: Toronto, Canada · Company: beBee Professionals · Job Description: · We are looking for an experienced Food Safety Compliance Manager to join our team at beBee Professionals in Toronto. The successful candidate will be responsi ...
-
Nonprofit Budget Accountant
2 weeks ago
Job Title: Nonprofit Budget Accountant · Location: Toronto, Canada · Company: beBee Professionals · Job Description: · We are looking for an experienced Nonprofit Budget Accountant to join our team at beBee Professionals in Toronto. The successful candidate will be responsible fo ...
-
Event Catering Consultant
2 weeks ago
Job Title: Event Catering Consultant · Location: Toronto, ON · Company: beBee Professionals · Job Description: · beBee Professionals is looking for an experienced Event Catering Consultant to join our team in Toronto. The successful candidate will be responsible for providing cat ...
-
Sports Law Legal Advisor
2 weeks ago
beBee Professionals Toronto, Canada Legal Advisors FreelanceJob Title: Sports Law Legal Advisor · Location: Toronto, Canada · Company: beBee Professionals · beBee Professionals is looking for a Sports Law Legal Advisor to join our team in Toronto. The successful candidate will provide legal advice and guidance to our clients in the sports ...
-
Healthcare Business Analyst
2 weeks ago
Job Title: Healthcare Business Analyst · Location: Toronto, Canada · Company: beBee Professionals · Job Description: · We are looking for a Healthcare Business Analyst to join our team in Toronto. The successful candidate will be responsible for analyzing and interpreting data to ...
-
Payroll Analyst for Financial Services
2 weeks ago
beBee Professionals Toronto, Canada Payroll Processing Specialists FreelanceJob Title: Payroll Analyst for Financial Services · Location: Toronto, Canada · Company: beBee Professionals · Job Description: · We are looking for a Payroll Analyst for Financial Services to join our team in Toronto. The successful candidate will be responsible for the accurate ...
-
Catering Service Assistant
2 weeks ago
Job Offer: Catering Service Assistant - beBee Professionals, Toronto · beBee Professionals is looking for a Catering Service Assistant to join our team in Toronto. The successful candidate will be responsible for providing catering services to our clients. · Requirements: · • Pro ...
-
Gas Appliance Repair Technician
2 weeks ago
beBee Professionals Toronto, Canada Gas Appliance Repair Services FreelanceJob Offer: Gas Appliance Repair Technician · beBee Professionals is looking for a Gas Appliance Repair Technician to join our team in Toronto. · The successful candidate will be responsible for the installation, maintenance, and repair of gas appliances. This includes gas furnace ...
-
Private Chef
2 weeks ago
Job Title: Private Chef · Location: Toronto, Canada · Company: beBee Professionals · Job Description: · We are looking for an experienced Private Chef to join our team at beBee Professionals in Toronto. The successful candidate will be responsible for preparing meals for private ...
Forensic Auditor, Investigation Services, Professional Regulation - Toronto, Canada - Law Society of Ontario
Description
OVERVIEW
JOB PURPOSE:
The Forensic Auditor is an Accounting Specialist engaged in the timely, consistent investigation of a wide range of issues relating to the professional conduct and competence of lawyers and paralegals ("licensees"), in accordance with the Law Society's public interest mandate, legislation, by-laws and policies. This includes independent planning, conduct and closure of investigations in a manner consistent with forensic accounting practices, identifying potential breaches by licensees of the Society's regulations regarding the maintenance of proper accounting records, investigating mortgage fraud, estates, conflict of interest, and other issues, and providing recommendations regarding further pursuance of files, including settlement and/or discipline of licensees. In addition, the Forensic Auditor is required to act as expert witness at legal proceedings, provide key testimony in court and regulatory proceedings, and may initiate practice controls during an investigation.
QUALIFICATIONS REQUIRED:
KEY ACCOUNTABILITIES
Client / Customer Service Delivery
Policy / Regulatory Compliance
Performance Goals, Targets and Standards
Policy Development
Team Membership
WORKING ARRANGEMENT
The Law Society has introduced a Distributed Workforce Model to leverage flexibility and agility, and to maximize employee productivity and engagement. Work arrangements will be determined by role and departmental requirements. The working arrangement for this position has been classified as primarily remote, with a requirement to attend the office on an occasional basis. The specific application of this will be communicated to applicants contacted during the recruitment process.
OUR COMMITMENT
The Law Society of Ontario is an equal opportunity employer that is committed to diversity and inclusion. We welcome applications from persons representing the diversity of our community. We are committed to creating an accessible, barrier-free and inclusive workplace and are committed to continuing compliance with the Accessibility for Ontarians with Disabilities Act (AODA). Please make any requirement you may have for accommodation during the recruitment process known when contacted.
If you are unable to
Forensic Auditor, Investigation Services, Professional Regulation professionals in Toronto
-
Yasser Sha
Quality Patient Safety Director
-
Franklin Onwujuba
Cyber Security Analyst, jr
-
Reza Movahed
Geotechnical engineer
-
Domnin Gaurier
ROOM SERVICE SERVER
-
Ankit Panchani
Cybersecurity Analyst |Expert in Threat Mitigation