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    Risk Specialist Sr FCC - Toronto, Canada - Fidelity Investments

    Fidelity Investments
    Fidelity Investments Toronto, Canada

    6 days ago

    Default job background
    Full time
    Description

    Description

    About Us:

    Fidelity Clearing Canada (FCC) is the leading independent clearing broker and custodian in the Canadian market. We provide trade execution, clearing, custody and back-office support services to Canadian-based brokerage firms and registered Portfolio Managers.

    Role Overview:

    Reporting to the Manager, Risk Management, the Risk Specialist Sr will act as a 2nd line of defense (2LOD), ensuring Fidelity's operational risk and control frameworks, policies, standards and procedures are understood and used effectively to manage operational risk. This includes working collaboratively with all lines of businesses and divisions to identify, measure, monitor and mitigate operational risk.

    The Risk Specialist, Sr. promotes a positive risk management culture within FCC while acting as a contact/escalation point between risk management, the business and various stakeholders. This role will require presentation and reporting to the Senior Management Team (SMT) as well as the FCC Risk Committee.

    What You Will Do:

  • Manages/supports large/complex risk programs/frameworks /projects/initiatives to ensure risks are appropriately mitigated
  • Assist with the management and/or administration of existing enterprise risk management programs and implementation of new programs. Programs include but are not limited to, Risk and Control Self Assessments ("RCSA"), Risk Event Management, Risk Appetite, Model Risk, End User Computing ("EUC") oversight and Risk Register.
  • Supports business in the development of risk profiles, risk appetite, and supporting key risk metrics.
  • Lead the development of new risk programs, stay informed on risk management best practices and principles, and drive enhancements to current programs.
  • Provides analysis, monitoring, and challenge to identify areas for improvement and remediation by business units in order to support a sound operational environment
  • Supports the execution of strategic initiatives in collaboration with internal stakeholders, evaluates new operating models and internal controls
  • Consults and supports incident and error assessments to ensure a robust control environment, provides action plan review and recommendations to enhance the effectiveness of internal controls
  • Communicate assessment results, gaps and recommendations, improvement opportunities and action plans to management on a regular basis.
  • Foster a strong risk culture within the organization, working closely with business unit leaders and senior management
  • Ensure continuous improvement of risk programs, processes, and policies.
  • Perform reviews of prospective clients and external counterparties as required. This includes products and services reviews with financial impact
  • Provide subject matter expertise of enterprise risk management for new products and services, staff training.

    • What We're Looking For:

  • Minimum of 3 years of related experience within the financial services industry preferably in risk management, compliance or audit in the financial services industry.
  • Minimum 4 year bachelor degree or equivalent work experience
  • Operational or Financial Risk Designation, CSC and CPH preferred

    • Expertise Your Bring:

  • Strong communication and presentation skills as well as effective interpersonal and collaborative skills.
  • Ability to take initiative, work independently and handle multiple tasks.
  • Strong knowledge of capital markets and industry regulations.
  • Understanding of the clearing business and knowledge of operational functions and processes.
  • Sound knowledge of risk management processes, tools and techniques for assessing and controlling an organization's exposure to risks.
  • Ability to build relationships across the organization to deliver results.
  • Highly capable to influence internal stakeholder functional groups to adopt new practices or revise existing practices
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