Chartered Accountant for Liaison Office Compliance

We're building a relationship-oriented bank for the modern world. · We need talented, passionate professionals who are dedicated to doing what's right for our clients. · At CIBC, we enable the work environment most optimal for you to thrive in your role. You'll have the flexibili ...

We're expanding our Wealth Management team and searching for a passionate, driven and energetic candidate for the position of Compliance Officer. · Skyline Wealth Management, a division of the Skyline Group of Companies, is a premier wealth planning and investment firm that offer ...

The Travel Industry Council of Ontario (TICO) is seeking a compliance and regulatory professional who thrives in a fast-paced, stakeholder-focused environment. This role offers meaningful, hands-on work that supports public trust and ensures travel businesses meet their regulator ...

This role supports the Compliance and Risk Manager with analytical and reporting activities in the relevant country area including Corporate and partners sales areas. ...

Aviso Wealth: · At Aviso, we are dedicated to improving the financial well-being of Canadians. As a leading wealth management organization, we are committed to leadership, innovation, partnership, responsibility, and community. Working with talented and energetic professionals wh ...

Reporting to the Senior Manager, Compliance, you will be primarily responsible for trade approvals, monthly account reviews and social media management.You will also be responsible for contacting sales staff to implement corrective actions and ensuring compliance with the firm's ...

We are expanding our Wealth Management team and searching for a passionate driven and energetic candidate for the position of Compliance Officer. This full-time position will be located at our office in Oakville ON and will report to the Chief Compliance Officer. · Apply policies ...

We are seeking a Compliance Officer to join our team at iA Financial Group. As a key member of our Compliance Department, you will play a critical role in investigating and responding to client complaints, regulatory inquiries, and internal matters involving registrant conduct. · ...

The candidate will work closely with Operations Director and internal teams including investment, finance, and client-facing functions. The Compliance Officer will be responsible for the following: Support day to day compliance responsibilities and annual compliance work plan del ...

+Job Summary · A Compliance Officer position at an investment firm. · +ResponsibilitiesReview and approve new client accounts. · Conduct daily supervision of accounts to ensure compliance with regulatory requirements. · ...

We are seeking a Compliance Officer to join our team in Toronto. · ...

The Compliance Officer will be responsible for the following: · Support day to day compliance responsibilities and annual compliance work plan deliverables including: regulatory reporting and filings, co-investor onboarding, marketing reviews, ongoing monitoring and testing regul ...

We're expanding our Wealth Management team and searching for a passionate driven and energetic candidate for the position of Compliance Officer. · We offer competitive pay benefits paid volunteer day on-going training growth potential and so much more. · Skyline is a capital mana ...

· We're expanding our Wealth Management team and searching for a passionate, driven and energetic candidate for the position of Compliance Officer. · Skyline Wealth Management, a division of the Skyline Group of Companies, is a premier wealth planning and investment firm that of ...

We provide various consulting services related to MSB (Money Services Business) and PSP (Payment Service Provider) registration with FINTRAC and the Bank of Canada.Advapay supports its clients with compliance program development, business plan drafting, and bank account opening, ...

We're building a relationship-oriented bank for the modern world where talented professionals who are dedicated to doing what's right for our clients can thrive. · ...

At Raymond James, we develop, we collaborate, we decide, we deliver, and we improve together . · Raymond James Ltd. is Canada's leading independent investment dealers offering high quality investment products and services to Canadians seeking customized solutions to their wealth ...

We're building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing what's right for our clients.At CIBC, we embrace your strengths and your ambitions, so you are empowered at work. Our team members have what the ...

We're looking for a… · Compliance Officer · Full-time position. We are actively recruiting to fill this position. Role is on-site in our Toronto office. · Who the heck are we? · EdgePoint Wealth Management is a Toronto-based investment firm with a company culture that inspires ...

The Compliance department acts as Second Line of Defense of the corporate banking, investment banking and broker–dealer activities across Societe Generale's operations, reporting on the compliance risks and issues to local, regional, and head office management. · Responsibilities ...

The Travel Industry Council of Ontario (TICO) is seeking a compliance and regulatory professional who thrives in a fast-paced, stakeholder-focused environment. · This role offers meaningful, hands-on work that supports public trust and ensures travel businesses meet their regulat ...