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    Legal Manager - Toronto, ON, Canada - Questrade Financial Group

    Questrade Financial Group
    Questrade Financial Group Toronto, ON, Canada

    2 weeks ago

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    Description
    Questrade Financial Group (QFG) of Companies is committed to helping our customers become much more financially successful and secure.
    At QFG, you will be constantly moving forward, bringing the future of fintech into existence. You will be a part of a collaborative team that cares deeply about our mission and each other. Your team members will help you conquer challenges, push boundaries and discover what you are truly capable of.

    As a diverse and inclusive place to work, there are flexible working arrangements so you can unleash your creativity and curiosity with no limits.

    Hybrid and flexible work arrangements
    Opportunities to contribute to community causes
    We're looking for our next Manager, Insurance Compliance.

    The Manager, Insurance Compliance will lead and oversee the insurance line of business to ensure it operates in compliance with legal and regulatory requirements as prescribed by RIBO and FSRA.

    This position is accountable for providing regulatory compliance governance and support to Senior Management. The role will assist in promoting a strong compliance culture that ensures the fair treatment of customers.
    What's it like working as a Manager, Insurance Compliance at Questrade?
    The role will coordinate and lead the response to regulatory inquiries and applicable regulatory reporting.

    The Manager will also play a key role in proactively identifying and escalating compliance opportunities for continuous improvement to strengthen our business as well as client experience.

    Manage and Inform the Regulatory Compliance Program and Framework for Insurance line of business
    Provide leadership and project management to support regulatory changes impacting the business and support the implementation of changes to the compliance program

    Act as a compliance point of contact and coordinate compliance participation and input for initiatives within the business, including the introduction and changes to products, processes and procedures and the sufficiency of controls as needed.

    Prepare regulatory filings as required
    Keep abreast of regulatory changes that may impact the firm
    Conduct ongoing supervision and compliance monitoring/testing; reporting results to Senior Management and the Board of Directors

    Coordinate and assist in the management and responses to regulatory inquiries, regulatory reporting coordinated through Compliance, regulatory reviews and internal or external audits.

    Identify factors which may breach risk appetite or compliance with applicable regulatory requirements and communicate findings to Senior Management as appropriate
    Manage the identification, investigation, internal and external (where required) reporting and resolution of compliance issues.
    Implement and oversee Compliance Training to staff
    So are YOU our next Manager, Insurance Compliance ? University degree with at least 5 years post-academic experience, preferably in a financial
    3+ years of front-line business experience or first line of defense is considered an asset
    Experience in product and process management, implementation of governance and controls, operational risk management oversight or related functions
    Financial Services, including Insurance products and services
    Regulatory framework governing insurance including both brokers and MGAs
    Regulatory Compliance management and possesses the ability to analyze risk exposures
    Project management
    Critical analysis and problem-solving techniques

    At Questrade Financial Group of Companies, with multiple office locations around the world, we are committed to fostering a diverse, inclusive and accessible work environment.

    Our team reflects the diversity of the communities we serve and operate in.

    Having a collaborative and diverse team helps us push boundaries to bring the future of fintech into existence—not only for the benefit of our customers, but for those who build their career with us.

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