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    Regulatory Compliance Specialist, Testing - Montréal, QC, Canada - Sun Life Financial

    Sun Life Financial
    Sun Life Financial Montréal, QC, Canada

    1 week ago

    Default job background
    Full time
    Description
    Bilingual Compliance Monitoring Specialist page is loaded Bilingual Compliance Monitoring Specialist

    Apply locations Montreal, Quebec Toronto, Ontario Ottawa, Ontario Gatineau, Quebec Quebec, Quebec time type Full time posted on Posted 2 Days Ago job requisition id JR You are as unique as your background, experience and point of view.

    You'll work with dynamic colleagues - experts in their fields - who are eager to share their knowledge with you.

    Your leaders will inspire and help you reach your potential and soar to new heights. Discover how you can make a difference in the lives of individuals, families and communities around the world.

    The Business Governance & Controls (BG&C) team is responsible for first line oversight within the Canadian Retail Advice and Solutions (RAS) business and works closely with advisors and field leaders to help advisors build and maintain compliant business practices, meet evolving regulatory expectations, all while putting the Client's interests and experience first.

    Reporting to the Director, Wealth Oversight Programs, the Compliance Monitoring Specialist (CMS) conducts regular and targeted monitoring and investigations to ensure Sun Life, its advisors and its employees are meeting regulatory obligations and business objectives in selling investment products, mutual funds, segregated funds, and life and health insurance.

    Primarily work from home
    Develop, enhance and execute various monitoring and testing programs for both the wealth and insurance lines of business.

    Complete ad hoc targeted reviews of advisor business and sales practices in response to "red flags" identified by the team or by other stakeholders.

    Conduct various quality assurance activities supporting the Oversight Programs team.
    Conduct regular trending analysis from audit and/or oversight programs to identify and investigate issues.

    Contribute to the development of consumable and relevant reporting based on monitoring and investigative analysis to provide meaningful and actionable insights.

    Collaborate with Trade Supervision, District Regulatory Review and Compliance Best Practices teams, as well as advisors and field leaders to address issues identified through audit programs.

    Serve as SME in various regulatory initiatives and/or support RA&S's Learning and Development team in building compliance elements into their training programs.

    Proactively identify issues and coaching opportunities for field leaders and advisors to improve compliance outcomes.
    Proactively identify and share opportunities for improvement in policies, processes, tools, and reporting across the compliance ecosystem.
    Bilingualism (French, English, both oral and written) is required
    Excellent relationship building, communication and presentation skills
    Supportive working environment, culture of collaboration, high performance teams
    We're proud to be recognized as a company with a 2023 Most Trusted Executive team by Great Place to Work Canada
    Sun Life ranked one of the 2023 Global 100 Most Sustainable Corporations in the World on the Corporate Knights' 2023
    The Base Pay range is for the primary location for which the job is posted.

    In addition to Base Pay, eligible Sun Life employees participate in various incentive plans, payment under which is discretionary and subject to individual and company performance.

    Diversity and inclusion have always been at the core of our values at Sun Life.

    A diverse workforce with wide perspectives and creative ideas benefits our clients, the communities where we operate and all of us as colleagues.

    Persons with disabilities who need accommodation in the application process or those needing job postings in an alternative format may e-mail a request to .At Sun Life we strive to create a flexible work environment where our employees are empowered to do their best work.

    Several flexible work options are available and can be discussed throughout the selection process depending on the role requirements and individual needs.

    Business Analysis - Process Posting End Date:
    Bilingual Billing Administrator

    locations 2 Locations time type Full time posted on Posted 8 Days Ago At Sun Life, you can be your most brilliant self.

    Our supportive, flexible, and inclusive work environment is one where you – and your career – can thrive. Whatever your aspirations, collaborative leaders and colleagues are ready to help you learn, grow, and succeed.
    Our purpose is to help Clients achieve lifetime financial security and live healthier lives.

    As part of Sun Life's growing team, you have an impact on people in your community and around the world.

    Use data to drive bold actions. Be agile and pivot as we test and learn. At Sun Life, we're driving transformation, sustainability and innovation for our Clients, employees, partners, and communities.
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