- Provide legal advice, analysis and support to Scotia Global Asset Management's multi-brand, multi-channel business, including by: identifying and assessing legal risks and developing strategies to mitigate risk and protect Scotia Global Asset Management's interests; advising on the development, structuring and offering of publicly and privately offered investment funds and drafting documentation relating to; interpreting legislation which impacts the business, and incorporating legislative changes, practices and documentation; researching legal issues of substantial complexity on a global, national or regional basis and informing the business on developing legal trends and their impact on operations; identifying and resolving legal and regulatory issues, risks and concerns, and providing recommended course of action; drafting, reviewing and negotiating legal agreements; advising on securities regulatory developments and implications; providing legal research, analysis and advice on business activities; instructing and directing the activity of external counsel; and, developing and maintaining strong working relationships with internal business units and partners.
- Day-to-day accountabilities include (i) direct engagement with the Scotia Global Asset Management and its affiliates; (ii) working in conjunction with internal partners on legal and regulatory filings and issues; and (iii) proactively responding to proposed legislative/regulatory changes
- Undertake day-to-day activities in a manner consistent with the Bank's risk culture and the relevant risk appetite statement and limits.
- Graduated from a nationally recognized law school
- Membership in good standing with the Law Society of Ontario
- A minimum of 8+ years of corporate/securities law experience gained from a law firm, major financial institution and/or securities regulatory body, with an emphasis on asset management and investment fund products
- Knowledge of and previous experience relating to securities registrant regulation, financial services, the investment fund industry, derivatives transactions, private placements, and/or the Canadian regulatory environment
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Senior Legal Counsel, Scotia Global Asset Management - Toronto, Canada - Scotiabank
Description
Is this role right for you?
In this role you will: Do you have the skills that will enable you to succeed in this role? We'd love to work with you if you have: