Jobs
>
Toronto

    Director, Global Compliance, Corporate - Toronto, Canada - Scotiabank

    Scotiabank
    Scotiabank Toronto, Canada

    2 weeks ago

    Scotiabank background
    Description

    Requisition ID: 200844

    Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture.

    Purpose

    Builds, leads, and oversees a world class Advisory team for GBM&T Canada focused on Corporate & Investment Banking, Equity Capital Markets (ECM), Debt Capital Markets (DCM), Global Loan Syndications (GLS) and Equity Research and their related front, middle and back-office support and operational teams. Ensures business strategies, plans and initiatives are executed / delivered in compliance with governing regulations, internal policies, and procedures. Supported by a team of Senior Managers and working closely with the other Directors who support GBM&T Compliance Canada as well as the Global GBM&T Compliance teams.

    Accountabilities

  • Leads and drives a customer focused culture throughout their team to deepen client relationships and leverage broader Bank relationships, systems, and knowledge.
  • Leads and manages the Advisory relationship with the relevant GBM&T Canada business product, service, and operational heads.
  • Develops a world class Advisory team and program, providing ongoing counsel and advice, and delivering consistently efficient and effective compliance support to Corporate & Investment Banking, ECM, DCM, GLS and Equity Research, including: Ensure that the policies and procedures for the business groups supported reflect, at a minimum, all Canadian legislative and regulatory requirements Application of Scotiabank internal policies and procedures Completion and effective challenge of risk assessments, such as New Initiative Risk Assessments (NIRAs) and Compliance Risk and Control Assessments (CRCAs)
  • Provides leadership and direction for the Advisory team, including providing significant influencing and coaching and mentorship.
  • Supports, develops, and delivers annual, periodic, and ad hoc compliance and related risk management training, education and awareness initiatives to the appropriate internal stakeholders and business divisions.
  • Oversees, coordinates and/or assists in the preparation for reviews and information requests from Canadian and International regulatory bodies.
  • Assists and provides guidance when responding to regulatory and internal audit inquiries, which includes gathering documents and/or data extracts.
  • On an ongoing basis, monitors and reports on the state of the GBM&T Canada Advisory Compliance program, through regular meetings with business, compliance and control personnel, the preparation and/or review of management information reporting and internal audit/regulatory review results.
  • Builds a high-performance environment and implements a people strategy that attracts, retains, develops, and motivates their team by fostering an inclusive work environment and using a coaching mindset and behaviours; communicating vison/values/business strategy; and managing succession and development planning for the team.
  • Understands how the Bank's risk appetite and risk culture should be considered in day-to-day activities and decisions.

    • Education/Experience

  • Post-Secondary education and/or professional designations
  • A minimum of ten years of relevant experience in an institutional business or compliance setting in a large financial institution, established securities dealer or regulatory agency
  • Experience working in or with Corporate Banking, Investment Banking, ECM, DCM, GLS and/or Equity Research is considered an asset
  • General understanding of Canadian regulatory environment and industry trends
  • Ability to identify opportunities for initiating, improving and/or standardizing policies, procedures, and systems across GBM Canada whether in response to regulatory changes or identified problems and then conceptualize, produce, and promote efficient and cost-effective solutions to various levels up to and including senior management
  • Excellent written and verbal communication skills and a proven ability to lead and motivate individuals and teams to work together in a coordinated way
  • An enquiring mind, sound judgment and a strategic thinker who can, when appropriate, be tactical and pragmatic
  • Ability to learn, adapt and remain resilient in a dynamic regulatory and business environment
  • Strong project management skills with a proven track record of success with regulatory compliance and technology-based compliance projects
  • Scotiabank

    Director, Global Compliance, Corporate

    2 weeks ago

    Scotiabank Toronto, Canada

    Requisition ID: 200844 · Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. · Purpose · Builds, leads, and oversees a world class Advisory team for GBM&T Canada focused on Corporate & Investment Banking, Equity Capital Markets ( ...

  • AY Talent

    Corporate Services Manager for Compliance

    3 weeks ago

    AY Talent Toronto, ON, Canada

    Our client is a law firm in downtown Toronto & Etobicoke noted for their business and public law work. They are recruiting for a Manager, Corporate Services Manager for Compliance to join their firm. This new position is a key leadership role responsible for supervising the Compl ...

  • BMO

    Director, Corporate Areas Compliance

    6 days ago

    BMO Toronto, Canada

    Application Deadline: · 06/28/2024 · Address: · 100 King Street West · Job Family Group: · Audit, Risk & Compliance · Leads the implementation, maintenance and administration of the Corporate Areas Compliance program. Coordinates, performs, advises on regulation and control inv ...

  • Scotiabank

    Senior Corporate Compliance Analyst

    1 week ago

    Scotiabank Toronto, ON, Canada $10,000

    Press Tab to Move to Skip to Content Link · Please be advised that our Careers site will be unavailable from November 28 at 12am ET to November 29 12am ET for scheduled system maintenance. · Posted pursuant to Scotiabank's Special Measure Program under the Employment Equity Act ...

  • fasken

    Corporate Law Clerk, Governance and Compliance

    1 week ago

    fasken Toronto, Canada Full time

    Who We Are · Fasken is a leading international business law and litigation firm, and was recently voted one of Canada's Best Employers for 2023. Our firm's 950 lawyers are located across offices in Vancouver, Surrey, Calgary, Toronto, Ottawa, Montréal, Québec City, London and Jo ...

  • AY Talent

    Corporate Services Manager for Compliance

    1 week ago

    AY Talent Old Toronto, Canada

    Part Time / Full Time · Our client is a law firm in downtown Toronto & Etobicoke noted for their business and public law work. They are recruiting for a Manager, Corporate Services Manager for Compliance to join their firm. This new position is a key leadership role responsible ...

  • Scotiabank

    Director, Global Compliance, Corporate

    1 week ago

    Scotiabank Old Toronto, Canada

    Press Tab to Move to Skip to Content Link Select how often (in days) to receive an alert: Title: Director, Global Compliance, Corporate & Investment Banking Requisition ID: 200844Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture ...

  • AY Talent

    Corporate Services Manager for Compliance

    2 weeks ago

    AY Talent Old Toronto, Canada

    Part Time / Full Time · Our client is a law firm in downtown Toronto & Etobicoke noted for their business and public law work. They are recruiting for a Manager, Corporate Services Manager for Compliance to join their firm. This new position is a key leadership role responsible ...

  • Cartel Agency Inc.

    Corporate and Compliance Senior Lawyer F/H

    1 week ago

    Cartel Agency Inc. Toronto, ON, Canada

    Transactional / Corporate-Commercial Lawyer · Downtown Toronto (Hybrid) · Are you a skilled Transactional / Corporate-Commercial Lawyer with a passion for making a positive impact? Join our socially progressive firm in the heart of Toronto and be part of a team dedicated to driv ...

  • AY Talent

    Corporate Services Manager for Compliance

    3 weeks ago

    AY Talent toronto, Canada

    Our client is a law firm in downtown Toronto & Etobicoke noted for their business and public law work. They are recruiting for a Manager, Corporate Services Manager for Compliance to join their firm. This new position is a key leadership role responsible for supervising the Compl ...

  • George Brown College

    Corporate Responsibility Manager I Sustainability Compliance

    1 week ago

    George Brown College Toronto, ON, Canada

    Brookfield Sustainability Institute Project Manager · Centre for Arts, Design & Information Technology · Immediately to December 2024 · George Brown College is located on the traditional territory of the Mississaugas of the Credit First Nation and other Indigenous peoples who hav ...

  • George Brown College

    Corporate Responsibility Manager I Sustainability Compliance

    1 week ago

    George Brown College Toronto, ON, Canada

    Brookfield Sustainability Institute Project Manager · Brookfield Sustainability Institute Project Manager · Centre for Arts, Design & Information Technology · EFFECTIVE DATE: Immediately to December 2024 · George Brown College is located on the traditional territory of the Mi ...

  • BMO Financial Group

    Director, Corporate Areas Compliance

    1 week ago

    BMO Financial Group Toronto, Canada

    100 King Street West Toronto Ontario,M5X 1A1 · Leads the implementation, maintenance and administration of the Corporate Areas Compliance program. Coordinates, performs, advises on regulation and control inventories, risk assessments, monitoring and testing activities and issues ...

  • CIBC

    Director, Corporate Function Compliance

    2 days ago

    CIBC Toronto, Canada

    We're building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing what's right for our clients. · At CIBC, we embrace your strengths and your ambitions, so you are empowered at work. Our team members have what ...

  • Air Canada

    Manager, Corporate Safety Compliance

    1 week ago

    Air Canada Toronto, Canada

    **Description** · **Being part of Air Canada is to become part of an iconic Canadian symbol, recently ranked the best Airline in North America. Let your career take flight by joining our diverse and vibrant team at the leading edge of passenger aviation.** · Reporting to the Seni ...

  • AY Talent

    Corporate Services Manager for Compliance

    3 weeks ago

    AY Talent Greater Toronto Area, Canada

    Our client is a law firm in downtown Toronto & Etobicoke noted for their business and public law work. They are recruiting for a Manager, Corporate Services Manager for Compliance to join their firm. This new position is a key leadership role responsible for supervising the Compl ...

  • Fasken SLP

    Corporate Law Clerk, Governance and Compliance

    3 weeks ago

    Fasken SLP Toronto, Canada

    **Who We Are** · Fasken is a leading international business law and litigation firm, and was recently voted one of Canada's Best Employers for 2023. Our firm's 950 lawyers are located across offices in Vancouver, Surrey, Calgary, Toronto, Ottawa, Montréal, Québec City, London and ...

  • Air Canada

    Manager, Corporate Safety Assurance and Compliance

    2 weeks ago

    Air Canada Toronto, Canada

    **Description** · **Being part of Air Canada is to become part of an iconic Canadian symbol, recently ranked the best Airline in North America. Let your career take flight by joining our diverse and vibrant team at the leading edge of passenger aviation.** · Reporting to the Dire ...

  • Air Canada

    Manager, Corporate Safety Assurance and Compliance

    3 weeks ago

    Air Canada Toronto, Canada

    **Description** · **Being part of Air Canada is to become part of an iconic Canadian symbol, recently ranked the best Airline in North America. Let your career take flight by joining our diverse and vibrant team at the leading edge of passenger aviation.** · Reporting to the Dire ...

  • Bank of Montreal

    Director, Corporate Areas Compliance

    4 days ago

    Bank of Montreal Scarborough, Canada

    Application Deadline:06/28/2024Address:100 King Street WestJob Family Group:Audit, Risk & ComplianceLeads the implementation, maintenance and administration of the Corporate Areas Compliance program. Coordinates, performs, advises on regulation and control inventories, risk asses ...