Jobs
>
Toronto

    Manager, Regulatory Initiatives - Toronto, Canada - RBC - Royal Bank

    RBC - Royal Bank
    RBC - Royal Bank Toronto, Canada

    1 day ago

    RBC - Royal Bank background
    Full time
    Description

    Job Summary

    Job Description

    What is the opportunity?

    As Manager, Regulatory Initiatives for DS Global & Dominion Securities with Wealth Management Canada, you will plan, lead, and manage various initiatives through time sensitive and/or highly specialized processes ensuring regulatory compliance. You will work closely with the Wealth Digital & Data team, Product Owners, Compliance, Internal Controls, and other head office groups to improve various documentation workflows while mitigating regulatory risk. The successful incumbent will act as a business subject matter expert responsible for designing integrated, seamless, and highly intuitive processes that improve client and advisor experiences while ensuring adherence to regulatory requirements.

    What will you do?

    • Responsible for review, interpretation, recommendation, and implementation of new processes and regulatory changes. Manage changes to policies, processes and controls based on a firm understanding of relevant regulations, coordinating with head office teams and partners. Monitor and assess impact of new process flows and regulations.
    • Lead and manage the "change management" implications of recommended changes. Communicate changes to senior management and Advisory teams impacted by a new initiative. Develop communications and training material for distribution, presentation and posting to intranet sites.
    • Provide leadership to identify any regulatory gaps and recommendations to minimize regulatory risk to the firm.
    • Develop and implement an Internal Controls framework for DS Global that fully complies with local regulations.
    • Establish and maintain credible, professional relationships with front office, business lines and head office partners to solicit and respond to their feedback while promoting an environment and reputation for collaboration.
    • Promote innovative, efficient &/or improved processes, within budget, and implements best practices. Actively seek out industry trends, competitive intelligence, and organization knowledge to understand alternative approaches / solutions.
    • Facilitate small to large meetings, prepares meeting agendas, and record minutes and action items.

    What do you need to succeed?

    Must Have

    • Post-Secondary education and/or 3+ years of wealth management/regulatory experience with CIMA, CIRO, FINTRAC, FSC, SCB.
    • Minimum of 3 years' experience and knowledge of DS and/or DSG client account opening and client service processes and systems. (e.g., SalesForce, ServiceLink, Client Onboarding systems).
    • Excellent verbal and written communication, presentation, and interpersonal skills.
    • Results-driven, ability to assess and analyze situations, and make client solution centric decisions.
    • Ability to plan, execute work within a project management framework (e.g., RACI), using proven methods of gathering requirements to successfully complete projects with competing or tight deadlines.
    • Demonstrated experience in leading initiatives and adept in collaborating with multiple stakeholders. Applied knowledge of WMC business lines and culture.

    Nice to Have

    • Advanced proficiency in Microsoft applications, especially Excel and PowerPoint
    • Proven leadership, creative problem-solving and change management skills.
    • Knowledge of tax programs relating to IRS and CRA.

    What's in it for you?

    We thrive on the challenge to be our best, progressive thinking to keep growing, and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.

    • A comprehensive Total Rewards Program including bonuses and flexible benefits, competitive compensation, commissions, and stock where applicable.
    • Leaders who support your development through coaching and managing opportunities
    • Ability to make a difference and lasting impact.
    • Work in a dynamic, collaborative, progressive, and high-performing team.
    • Flexible work/life balance options.
    • Opportunities to do challenging work.
    • Opportunities to take on progressively greater accountabilities.
    • Access to a variety of job opportunities across business.

    Job Skills

    Communication, Consulting, Critical Thinking, Customer Relationship Management (CRM), Decision Making, Group Problem Solving, Long Term Planning, Organizational Change Management, Results-Oriented, Solutions Development

    Additional Job Details

    Address:

    RBC CENTRE, 155 WELLINGTON ST W:TORONTO

    City:

    TORONTO

    Country:

    Canada

    Work hours/week:

    37.5

    Employment Type:

    Full time

    Platform:

    Wealth Management

    Job Type:

    Regular

    Pay Type:

    Salaried

    Posted Date:

    Application Deadline:

    Inclusion and Equal Opportunity Employment

    At RBC, we embrace diversity and inclusion for innovation and growth. We are committed to building inclusive teams and an equitable workplace for our employees to bring their true selves to work. We are taking actions to tackle issues of inequity and systemic bias to support our diverse talent, clients and communities.
    ​​​​​​​
    We also strive to provide an accessible candidate experience for our prospective employees with different abilities. Please let us know if you need any accommodations during the recruitment process.

    Join our Talent Community

    Stay in-the-know about great career opportunities at RBC. Sign up and get customized info on our latest jobs, career tips and Recruitment events that matter to you.

    Expand your limits and create a new future together at RBC. Find out how we use our passion and drive to enhance the well-being of our clients and communities at

  • Royal Bank of Canada

    Manager, Regulatory Initiatives

    1 day ago

    Royal Bank of Canada Toronto, Canada

    **Job Summary** · **What is the opportunity?** · **What will you do?** · - Responsible for review, interpretation, recommendation, and implementation of new processes and regulatory changes. Manage changes to policies, processes and controls based on a firm understanding of relev ...

  • Scotiabank

    Gbm - Regulatory and Business Initiatives

    1 day ago

    Scotiabank Toronto, Canada

    Requisition ID: 198843 · Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. · Term: September - December 2024 · Application Deadline: 05/24/2024 · There's no better way to kickstart your career than to do a co-op or internship w ...

  • TD Bank

    Vp - Supervision Regulatory Initiatives - Trading

    6 hours ago

    TD Bank Toronto, Canada

    **TD Description** · Stay current and competitive. Carve out a career for yourself. Grow with us. · **Department Overview** · - Trading Business Management (TBM) proactively supports TD Securities' Global Markets businesses to achieve sustainable strategies, supervision, operatin ...

  • Scotiabank

    Associate, Regulatory

    6 hours ago

    Scotiabank Toronto, Canada

    Requisition ID: 176035 · Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. · **Purpose** · This role supports the Regulatory and Business Initiatives team in the delivery of assigned projects within the Regulatory Initiatives G ...

  • Scotiabank

    Director, Head Model Validation

    1 day ago

    Scotiabank Toronto, Canada

    Requisition ID: 191549 · Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. · **Purpose of Job**: · Provides judicious direction, leadership and oversight for the Bank's model validation and approval process in accordance with t ...

  • Scotiabank

    Assistant Manager, Regulatory Trade Reporting

    6 hours ago

    Scotiabank Toronto, Canada

    Requisition ID: 176625 · Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. · **Why work for Scotiabank?** · Scotiabank is among the largest banks in the world and the most international bank in Canada. We are powered by our 97, ...

  • TD Bank

    Data Scientist I

    1 day ago

    TD Bank Toronto, Canada

    Lieu de travail: · Toronto, Ontario, Canada · Horaire: · 37.5 · Secteur d'activité: · Données et Analyses · Détails de la rémunération: · Description du poste: · - Department Overview: · - The Global Compliance Department mission is to foster a culture of integrity, ethics and co ...

  • SickKids

    Clinical Research Project Coordinator

    6 hours ago

    SickKids Toronto, Canada

    **About SickKids**: · Dedicated exclusively to children and their families, The Hospital for Sick Children (SickKids) is one of the largest and most respected paediatric healthcare centres in the world. As innovators in child health, we lead and partner to improve the health of c ...

  • Capital One

    Principal Associate, Compliance Advisory

    1 day ago

    Capital One Toronto, Canada

    161 Bay Street , Canada, Toronto,Toronto, Ontario, · Principal Associate, Compliance Advisory · As a Compliance Advisor at Capital One, you'll be part of a team that values your perspective. You'll perform a key second line of defense role, providing advice and to effectively cha ...

  • TD Bank

    Group Manager Ii, Operations

    6 hours ago

    TD Bank Toronto, Canada

    **Group Manager II, Operations**: · BR · **Job Category - Primary** · - Securities / Wholesale Banking · **Work Location** · - TD Centre - North - 77 King Street West · **Employment Type** · - Regular · **City** · - Toronto · **Time Type** · - Full Time · **Province/State** · - O ...

  • Centre for Addiction and Mental Health

    Manager, Clinical Trials Unit

    1 day ago

    Centre for Addiction and Mental Health Toronto, Canada

    Job Number: 929563 · Category: Management · Positions Available: 1 · Years Experience Required: 5 · Location: Toronto, Ontario · Posted Date: Mar 11, 2024 · EMPLOYMENT OPPORTUNITY · **Manager, Clinical Trials Unit** · **Research Operations, Services & Support** · Reporting to the ...

  • Sanofi US

    Validation Manager B100

    1 day ago

    Sanofi US Toronto, Canada

    **Reference No.** R2675043 · **Position Title**:Validation Manager B100 · **Department**:B100 Validation · **Location**:Toronto · **Sanofi Pasteur: The world's leading vaccine company** · Sanofi Pasteur, the vaccines division of Sanofi, is the largest company in the world devoted ...

  • Toronto Hydro

    Contract, Regulatory Affairs Consultant

    6 hours ago

    Toronto Hydro Toronto, Canada

    **WORK ILLUSTRATION**: · The incumbent is expected to behave ethically and follow the established code of business conduct, policies and internal control procedures, laws and regulations governing Toronto Hydro. · **KEY RESPONSIBILITIES**: · - Proactively conducts and consolidate ...

  • Scotiabank

    Manager, Model Validation

    1 day ago

    Scotiabank Toronto, Canada

    Requisition ID: 178986 · Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. · **Purpose of Job**: · Executes initial and ongoing model validations/approvals to ensure model risk management initiatives are in compliance with regu ...

  • BMO Financial Group

    Manager, Operational Risk Reporting and Analytics

    1 day ago

    BMO Financial Group Toronto, Canada

    250 Yonge Street Toronto Ontario,M5B 2L7 · Supports the execution of accurate and efficient reporting solutions for risk, regulatory and management information to internal and external stakeholders including regulatory bodies. Supports an efficient and effective risk management f ...

  • FLEETCOR

    Chief Compliance Officer

    6 hours ago

    FLEETCOR Toronto, Canada

    Chief Compliance Officer, Cross-Border Payments · **Our Company & Purpose**: · Corpay is a global leader in business payments, helping companies of all sizes better track, manage and pay their expenses. Our products eliminate manual and disjointed processes and deliver digital pa ...

  • Scotiabank

    Information Security Analyst

    1 day ago

    Scotiabank Toronto, Canada

    Requisition ID: 197409 · Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. · **The Team** · Contributes to the overall success of the Cyber Operations Management (COM) and contributes to the overall success of the Cyber Securit ...

  • McDonald's Canada

    Quality Systems Manager

    1 day ago

    McDonald's Canada Toronto, Canada

    Company Description · At McDonald's, we are committed to being the best, and that starts with finding the best people. We have built a team of extraordinary people from around the world. We are problem solvers, risk takers, innovators, and thought leaders that take our work serio ...

  • Ontario Securities Commission

    Legal Counsel Ii

    6 hours ago

    Ontario Securities Commission Toronto, Canada

    **Legal Counsel II** · **Compliance and Registrant Regulation Branch** · **Permanent, Full-Time** · **File #23-70** · **Who We Are** · The **Ontario Securities Commission (OSC) **is the statutory body responsible for regulating Ontario's capital markets in accordance with the man ...

  • TD Bank

    Governance and Control Specialist/ Privacy Designate

    1 day ago

    TD Bank Toronto, Canada

    395976BR · Corporate Development / Strategy / Design · Toronto, ON · February 2, 2023 · Company Overview · Department Overview · The TECE Governance and Control team supporting ED&A provides is the assurance function accountable to ensure the ED&A businesses have adequately consi ...