Jobs
>
Montréal

    Spécialiste, Compte client et services de conformité - Montreal, Canada - Richter

    Richter
    Richter Montreal, Canada

    1 week ago

    Default job background
    Full time
    Description

    Richter Montreal and Toronto Office

    Overview

    Richter is a Business | Family Office that provides strategic advice on business matters and on families' financial and personal objectives across generations. With close to 100 years of experience advising at the intersection of family and business, Richter has developed an integrated approach to help business owners find sustainable success. Whether business, personal, or both, Richter is uniquely positioned to address the needs of Canada's most successful entrepreneurs, private clients, business owners and business families and help them chart a clear path to shape their legacy for the future. Founded in 1926, Richter's 600-person multidisciplinary team continuously innovates to create value for our people, clients, and community in Canada and in the US.

    What we offer:

  • The chance to become a strategic business partner with our clients, building relationships directly with entrepreneurs and businesses to provide them with meaningful advisory services
  • The opportunity to develop your career with the direct support of your managers and firm partners; and
  • A culture that values work-life balance and mental health and well-being. Our firm has taken a fresh approach to these issues, offering a hybrid work environment with flexible hours and resources to support you in your personal journey.
  • Investment in your continuing education and professional development through a variety of learning offerings and tuition reimbursement

    • A day in the life of a Specialist, Client Accounts and Compliance Services:

    Compliance:

  • Review annually compliance documents as per regulatory requirements and maintain client records.
  • Assist with client meeting preparation to ensure client documentation is up to date.
  • Assist in new client onboarding by preparing the compliance documents.
  • Ensure that money manager compliance requests are addressed in a timely manner.
  • Maintain an in-depth understanding and knowledge of all applicable regulatory requirements.
  • Support the Compliance Manager in any amendments to compliance processes and methodologies.

    • Client Servicing:

  • Assist the CRM throughout the client onboarding process.
  • Obtain and record all client data from various sources for account set-up.
  • Build and maintain strong client relationship.
  • Ensure that client requests are fulfilled in an accurate and timely manner.
  • Investigate and resolve any client issues in a timely matter.
  • Administration and Process Improvement:
  • Complete and coordinate all transactional requests with various Money Managers and our custodian.
  • Work with various Money Managers and Broker-Dealers, prepare and manage all paperwork relating to investments.
  • Work with a custodian on managing client assets under the discretionary mandate.
  • Identify, investigate, and resolve all money managers inquiries in a timely fashion.
  • Communicate all changes and updates to team members requiring the information.
  • Contribute towards process improvement initiatives and participate in the development of best practices.

    • About you:

  • College diploma (DEC); university degree preferred.
  • Canadian Securities Course or IFIC required.
  • 3-5 years of work experience in the financial, brokerage and custodian industry particularly in the investment sector.
  • Advanced computer skills, including proficiency with MS Office (Word, PowerPoint Excel and Outlook) and the ability to learn new programs.
  • Excellent written and verbal communication skills in both English and French - ability to draft effective communications (emails, letters, memos, instructions) with exceptional grammar, spelling, and proofreading skills.
  • Strong organizational skills, prioritizing methods and multi-tasking skills.
  • Ability to work in a dynamic, demanding, high-pressure environment.
  • Problem solving skills.
  • Strong interpersonal skills
  • Detail oriented and a high level of accuracy
  • Ability to work in a team environment.
  • Strong commitment to professional client service excellence

    • What Richter offers you?

  • Competitive group benefits which include group insurance, Health Spending Account, savings plans, and Employer Contribution Matching
  • Employee and Family access to virtual healthcare network
  • Employee and Family Assistance Programs, including consultations with mental health professionals
  • Annual Health & Well-being Program
  • Hybrid work Environment
  • Competitive Performance Bonus
  • Tuition Reimbursement
  • Professional Dues Reimbursement
  • CFE leave financial support
  • Academic Incentives
  • Talent referral bonus
  • Client referral bonus
  • Access to an on-demand concierge nannying, babysitting, and tutoring service
  • Annual employee rewards and recognition

    • Your application

    We are excited to meet motivated professionals who are looking for career growth in a mid-sized family minded firm and have a strong background in building and fostering relationships.

    Sounds like you? Apply today

  • Robic S.E.N.C.R.L.

    Superviseur (E) Service Client Et Conformité

    2 weeks ago

    Robic S.E.N.C.R.L. Montréal, Canada

    **Vous êtes un(e) agent(e) de changement positif(ve) et rigoureux(se)? Vous êtes reconnu(e) pour vos habiletés de gestion et êtes passionné(e) par le service client? Vous désirez travailler dans un environnement de travail humain et dynamique? Ce poste est pour vous** · Fondé en ...

  • CGI

    Chef/cheffe de Service, Gestion Et Conformité Des

    1 week ago

    CGI Montréal, Canada

    Vous tirerez parti de vos connaissances des contrats commerciaux, des licences de logiciels et des pratiques en gestion des actifs de TI pour gérer les licences de logiciels et optimiser leur utilisation afin d'éviter l'imposition d'amendes élevées. · Vous fournirez des conseils ...

  • Richter

    Spécialiste, Compte client et services de conformité

    1 week ago

    Richter Montreal, Canada Full time

    Overview · Richter is a Business | Family Office that provides strategic advice on business matters and on families' financial and personal objectives across generations. With close to 100 years of experience advising at the intersection of family and business, Richter has devel ...

  • Lightspeed Commerce (FR)

    Directeur(trice) de la conformité des produits, services financiers

    2 weeks ago

    Lightspeed Commerce (FR) Montréal, QC, Canada

    Ou tu ne fais que jeter un coup d'œil au marché? Nous sommes à la recherche d'un(e) directeur(trice) de la conformité des produits, services financiers qui se joindra à notre équipe des services juridiques à Montréal . Tu travailleras sous la supervision du chef adjoint du conten ...

  • BRP

    Cheffe ou chef de service, Conformité SOX ITGC

    1 day ago

    BRP Montreal, Canada

    VOUS AUREZ L'OCCASION DE : · Diriger l'équipe chargée de la conformité à la loi SOX sur la sécurité SAP. · Coordonner les activités d'audit de SOX avec les différentes équipes TI responsables des ITGC et de les soutenir. · Diriger les missions SOX et examiner les documents de tra ...

  • BRP

    Cheffe ou chef de service, Conformité SOX Itgc

    1 week ago

    BRP Montreal, Canada Full time

    VOUS AUREZ L'OCCASION DE : · Diriger l'équipe chargée de la conformité à la loi SOX sur la sécurité SAP. · Coordonner les activités d'audit de SOX avec les différentes équipes TI responsables des ITGC et de les soutenir. · Diriger les missions SOX et examiner les documents de tra ...

  • BRP

    Cheffe ou chef de service, Conformité SOX ITGC

    1 week ago

    BRP Montreal, Canada

    DU POSTE VOUS AUREZ L'OCCASION DE : · Diriger l'équipe chargée de la conformité à la loi SOX sur la sécurité SAP. · Coordonner les activités d'audit de SOX avec les différentes équipes TI responsables des ITGC et de les soutenir. · Diriger les missions SOX et examiner les docu ...

  • G Canada Therapeutics

    Supervisor, Quality System and Compliance

    2 weeks ago

    G Canada Therapeutics Montréal, Canada

    ¿Te gustaría unirte a un equipo internacional que trabaja para mejorar el futuro del sector de la salud? ¿Quieres contribuir a mejorar la vida de millones de personas? Grifols es una compañía global del sector de la salud que desde 1909 mejora la salud y el bienestar de las perso ...

  • G Canada Therapeutics

    Facilities Technician-technicien D'entretien

    1 week ago

    G Canada Therapeutics Montréal, Canada

    Do you want to join an international team working to improve the future of healthcare? Do you want to improve the lives of millions of people? Grifols is a global healthcare company which, since its foundation in Barcelona in 1909, has been working to improve the health and well- ...

  • ALSTOM

    Pi Nam Site Support

    1 week ago

    ALSTOM Montréal, Canada

    Req ID:342764 · Leading societies to a low carbon future, Alstom develops and markets mobility solutions that provide the sustainable foundations for the future of transportation. Our product portfolio ranges from high-speed trains, metros, monorail, and trams to integrated syste ...

  • The Maples Group (Financial Services)

    Aml Compliance Officer

    1 week ago

    The Maples Group (Financial Services) Montréal, Canada

    **Position**:Anti-Money Laundering Compliance Officer ("AMLCO") · **Location**:Montreal, Canada · **About Us** · The Maples Group is a global leader in financial services, trusted by many of the world's largest hedge fund managers, private equity firms, and international corporat ...

  • G Canada Therapeutics

    Facilities Supervisor

    1 week ago

    G Canada Therapeutics Montréal, Canada

    Do you want to join an international team working to improve the future of healthcare? Do you want to improve the lives of millions of people? Grifols is a global healthcare company which, since its foundation in Barcelona in 1909, has been working to improve the health and well- ...

  • New Frontiers School Board

    Project Development Agent

    3 days ago

    New Frontiers School Board Montréal, Canada

    Project Development Officer · 35 Hrs/WEEK · BOARD OFFICE - CONTINUING EDUCATION · REQUIRED QUALIFICATIONS · A bachelor's degree in an appropriate specialty. · IMMEDIATE SUPERVISOR · Director of Continuing Education · WORK SCHEDULE · 35 hours per week -Monday to Friday - 8h30 - 16 ...

  • Grifols

    Qc Technical Services Specialist

    6 days ago

    Grifols Montréal, Canada

    Do you want to join an international team working to improve the future of healthcare? Do you want to improve the lives of millions of people? Grifols is a global healthcare company which, since its foundation in Barcelona in 1909, has been working to improve the health and well- ...

  • CMLS Financial

    Document Specialist, Residential Mortgages

    21 hours ago

    CMLS Financial Montréal, Canada

    **Document Specialist, Residential Mortgages** · **Montreal, QC** · **About the role**: · - Establish and maintain positive relationships with broker partners · - Interact with mortgage brokers for the collection of all required documents to satisfy all broker conditions · - Revi ...

  • New Frontiers School Board

    Project Development Agent

    3 days ago

    New Frontiers School Board Montréal, Canada

    **P**roject Development Officer**: · **35 Hrs**/WEEK**: · **BOARD OFFICE - CONTINUING EDUCATION**: · **REQUIRED QUALIFICATIONS** · A bachelor's degree in an appropriate specialty. · **IMMEDIATE SUPERVISOR** · Director of Continuing Education · **WORK SCHEDULE** · 35 hours per wee ...

  • Digital Moment (formerly Kids Code Jeunesse)

    IT Systems Administrator/administrateur(Trice) de

    1 week ago

    Digital Moment (formerly Kids Code Jeunesse) Montréal, Canada

    Digital Moment is a Canadian charity determined to make sure youth are educated with the skills to thrive, the knowledge to make informed decisions, and the tools they need to use technology to make the world a better place. We work hard to develop and deliver the best computatio ...

  • Maples Group

    Business Systems Analyst

    4 days ago

    Maples Group Montréal, Canada

    Position: Business Systems Analyst · Location: Montreal · The Maples Group is a global leader in financial services, trusted by many of the world's largest hedge fund managers, private equity firms, and international corporations. · Our side-by-side financial and legal teams cons ...

  • Otis

    Assistant Project Manager

    1 week ago

    Otis Montréal, Canada

    Date Posted: · Country: · Canada · **Location**: · LOC Gladstone Street,Montreal,Quebec,H4E 1C5,Canada · Otis Canada, Inc. is seeking a highly motivated, extremely organized Assistant Project Manager to contribute to the efficient day-to-day operations of Otis Canada's Montreal b ...

  • FlightHub

    Legal Counsel

    1 week ago

    FlightHub Montréal, Canada

    **UNCAGE YOUR** **AMBITION **as a · Legal Counsel**: · We are **FlightHub Group**, an ambitious team of people that created **FlightHub** and **Justfly**. Our brands have grown to become two of the top-ranked travel agencies in North America. We now serve over 3 million customers ...