- Advises the business with the development and implementation of compliance processes, procedures and tools to mitigate compliance risks for the business
- Tracks compliance events and key activities through the compliance log and providing advice to first line of defense employees on dealing with compliance events
- Compiles and provides reports on compliance events and activities, and the overall state of compliance programs to various levels of senior leadership within the business
- Identifies learning opportunities, coordinates training development and delivers training to the business on new or changed regulatory or other developments requiring compliance oversight
- Develops and enhances business relationships by liaising with peers within the business, including employees involved in first line of defense compliance activities
- Works with other members of the Compliance group and business stakeholders to assist with the development of new compliance practices and processes, and enhancement of existing compliance practices and processes
- Participates in special projects as assigned
- Performs other duties as assigned
- Minimum 3 years' prior experience in a compliance setting, preferably working for a federally regulated financial institution
- Post-secondary education with a focus on legal or public policy matters required. Completion of a Juris Doctor (JD) or Bachelor of Laws (LLB) degree an asset
- Knowledge of Microsoft Office Suite
- Excellent analytical and problem-solving skills, with the ability to conduct detailed analysis of information, and to select and implement best solutions in a timely manner
- Exceptional written and oral communication skills, with the ability to communicate at the right level for the audience and present information or arguments in a convincing manner
- Excellent planning and organizing skills, with the ability to develop and prioritize effective plans that define activities, resources and timelines
- Excellent attention to detail with the ability to influence key relationships
- Knowledge of insurance industry experience an asset Wawanesa is proud to be one of , a in Canada and a in Canada recognizing an exceptional place to work
-
Technical Specialist Advisory
1 week ago
Scotiabank Toronto, CanadaRequisition ID: 179121 · We believe that the pathway to success is paved with user feedback, so we're constantly asking our customers how they want to bank. When we find an opportunity to make things people will love, we assemble teams of specialists to collaborate in Digital Fac ...
-
Technical Specialist Advisory
1 day ago
Scotiabank Toronto, CanadaRequisition ID: 187111 · Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. · **The Team** · Global Banking and Markets Engineering (GBME) is the fast-moving, award-winning technology engine that powers Scotiabank's Corporate, I ...
-
Technical Specialist Advisory
4 days ago
Scotiabank Toronto, Canada**Requisition ID**: 183334 · Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. · **The Team** · **Why Us?** · - At Scotiabank, our culture is deeply supportive and rich in opportunity and reward. · - We are curious and constant ...
-
Technical Specialist Advisory Salesforce
1 week ago
Scotiabank Toronto, CanadaRequisition ID: 189816 · Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. · **The Team** · Global Banking and Markets Engineering (GBME) is the fast-moving, award-winning technology engine that powers Scotiabank's Corporate, I ...
-
Business Operations Specialist
6 days ago
Canada Life Assurance Company Toronto, Canada**Job Description**: · We are looking for a **Business Specialist,** **Office of the Advisory Network and Industry Affairs EVP **in the province of Ontario with flexible work from home capabilities. The Business Specialist, will report directly to the AVP Office of the EVP Adviso ...
-
Martech Specialist
1 week ago
Capgemini Toronto, Canada**MarTech Specialist** · **Who you will be working with** · At Capgemini, we help our clients to embrace innovation and transformation to get the future they want. By combining strategy, technology, data science, and creative design expertise with an inventive mindset, we partner ...
-
Indigenous Health Program Manager
1 week ago
SickKids Toronto, Canada**About SickKids**: · Dedicated exclusively to children and their families, The Hospital for Sick Children (SickKids) is one of the largest and most respected paediatric healthcare centres in the world. As innovators in child health, we lead and partner to improve the health of c ...
-
Executive Search Consultant
1 week ago
Massey Henry Toronto, Canada**Status**:Full-time / permanent · **Location**:Toronto, ON / Hybrid · **Reports to**: Partner · **About Massey Henry** · Massey Henry is one of North America's leading executive search and board advisory firms focused exclusively on the financial services sector. With an experie ...
-
Personal Training Education Specialist
1 week ago
Movati Athletic (Group) Inc Toronto, CanadaAs an extension of the Personal Trainer role, the Personal Training Education Specialist is responsible for delivering consistent training to new Personal Trainers at scheduled quarterly PT Bootcamps. The incumbent has a high level of industry specific knowledge with the objectiv ...
-
Gta Office
1 week ago
KPMG-Canada Toronto, Canada**Overview** · At KPMG in Canada, you'll join a team of diverse and dedicated problem solvers, connected by a common cause: turning insight into opportunity for clients and communities around the world. · Do work that matters,supported by acommunity that valuesdifference and care ...
-
Wealth Planning Support Specialist
5 days ago
TD Bank Toronto, Canada400055BR · Wealth Management · Toronto, ON · February 16, 2023 · Company Overview · Department Overview · The Wealth Planning Support (WPS) group is a business unit within Private Wealth Management dedicated to providing advisory, planning, and training support to TD Wealth advis ...
-
Executive Recruiter
1 week ago
Massey Henry Toronto, Canada**About Massey Henry** · Massey Henry is one of North America's leading executive search and board advisory firms focused exclusively on the financial services sector. With an experienced team of industry leaders and executive recruitment specialists, the firm combines innovative ...
-
Specialist, Privacy
1 week ago
Ontario Health Toronto, Canada**What can I expect to do in this role?**: The Privacy Specialist is responsible for assisting the Privacy Manager in ensuring Ontario Health (OH) programs comply with privacy rules and regulations. As part of this role, the Privacy Specialist provides privacy advisory services, ...
-
Data Research
6 days ago
Zonda Home Canada Ontario, Canada**DATA RESEARCH & ENTRY SPECIALIST (REMOTE PART-TIME CONTRACTOR)** · **WHO WE ARE** · Zonda Urban (ZU) is a market-leading research and advisory firm specializing in the collection and analysis of new multi-family residential development data across. ZU strives to provide a dynam ...
-
Associate Advisor
1 day ago
Royal Bank of Canada Toronto, Canada**Job Summary** · **What is the Opportunity?** · The RBC Dominion Securities branch located in North York is seeking a Senior Associate Advisor to join a large high performing Advisory Team. You will deepen client relationships by offering sound advice and support to clients as w ...
-
Director, Construction, Projects
6 days ago
FTI Consulting, Inc. Toronto, Canada**Who We Are** · FTI Consulting is the world's leading expert-driven consulting firm. Over the last 40 years, FTI Consulting experts have served as the trusted advisor to Fortune 500 companies and the world's leading law and private equity firms when they are facing their greates ...
-
Manager - Cyber Privacy
1 day ago
KPMG Toronto, CanadaOverview: · The National Privacy Regulatory and Information Management (PRIM) team at KPMG is expanding across Canada If you've got big plans we have big opportunities to match We're committed to empowering you to becoming a leading privacy and information management risk profess ...
-
Broker Trainee, Surety/surety Specialist
6 days ago
Purves Redmond Toronto, Canada**Surety**: · Purves Redmond Limited (PRL) is recognized as one of the leading independent insurance advisory and brokerage firms in Canada. Established in 1959, PRL has grown exponentially to represent and service clients globally. With five offices in Canada (Toronto, Vancouver ...
-
Asset Management Specialist
5 days ago
PSD Toronto, Canada**About PSD Citywide** · PSD Citywide is a full-service firm offering research, consulting services and software to the North American public sector market. Our client base includes hundreds of small, mid-sized, and large municipalities from across North America, provincial/state ...
-
Asset Management Specialist
5 days ago
PSD Toronto, Canada**About PSD Citywide** · PSD Citywide is a full-service firm offering research, consulting services and software to the North American public sector market. Our client base includes hundreds of small, mid-sized, and large municipalities from across North America, provincial/state ...
Compliance Specialist- Advisory - Ontario, Canada - Wawanesa Insurance
Description
Job Overview
The Compliance Specialist is a key player in Wawanesa's compliance regime. Working under direct supervision, this role contributes to Wawanesa's success by reviewing applicable laws, regulations and best practices and provides advice and guidance to Wawanesa's businesses. The Compliance Specialist also assists in the development and assessment of compliance program processes, procedures and tools to further enhance and refine Wawanesa's compliance program, to achieve enterprise-wide objectives. This role will be required to communicate with both internal and external stakeholders across Canada where the main business language for this role is English.
Job Responsibilities
Qualifications
Diversity, Equity & Inclusion
Wawanesa is an equal opportunity employer and is committed to fostering a diverse workforce that is equitable and inclusive for all. Wawanesa provides equal employment opportunity to all employees and applicants without regard to an individual's protected status: race/ethnicity, colour, religion, creed, sex or gender, sexual orientation, gender identity or expression, family or marital status, pregnancy/childbirth or related conditions, national origin, disability, military or veteran status, or any other protected status. Disability or medical-related accommodations are available upon request throughout all aspects of the recruitment and selection process.