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    Regulatory Compliance Associate Analyst - Mississauga, ON, Canada - Primerica

    Primerica
    Primerica Mississauga, ON, Canada

    1 week ago

    Default job background
    Description
    About this Position We are looking for a Compliance Analyst to join our Compliance department. Researching and analyzing applicable legislative and regulatory actions concerning segregated fund and insurance products, ancillary products, field operations and home office administration
    Tracking project plans for implementation of legislative and regulatory changes and work with various departments to ensure that implementation plans are being met
    Updating and maintaining compliance policies and procedures and other related documentation
    Assist in conducting quarterly regulatory compliance self-assessments for the Regulatory Compliance Department
    Educating and informing the business units regarding compliance requirements, including legislative and business practices
    Preparing formal and informal compliance reports and other communications to the business units on a regular and ad hoc basis
    Assisting in managing privacy policies and supporting the Privacy Office
    Organizing and managing documentation for regulatory, internal audit and other reviews
    Implementing US Head Office related policies as required
    Managing the Regulatory Compliance Department's files, records and performing other administrative duties
    Assisting in investigations into privacy and ombudsman level complaints and with the preparation of responses with a view to ensuring prompt and proper resolutions
    Conducting politically exposed person reviews and performing other anti-money laundering and terrorist financing (AML) related activities, including regulatory reporting
    Managing the development and delivery of compliance training programs
    Assisting in the research, maintenance and reporting on legislative compliance management systems
    Acting as the administrator for the annual regulatory compliance management attestation process for all applicable entities, including coordination with management and the service provider, tracking completion and working with business units to resolves any gaps that have been identified
    Ensure communications and bulletins issued by the Regulatory Compliance Department reach the intended audience in a timely manner
    Tracking compliance incidents and other related matters
    Coordinate the Life Insurance Company's filing of the Annual Statement on Market Conduct
    Post secondary education or equivalent of knowledge and skills acquired through related work experience
    Experience in legislative and corporate compliance management
    Must be possess exemplary knowledge in MS Office (Word, Excel, PowerPoint, Access) and have the ability to quickly learn new technology
    Previous experience in the financial services industry would be considered an asset
    AML course work would be considered an asset
    Bilingualism would be considered an asset

    It has been and will continue to be the policy of Primerica, Inc., We provide equal opportunity to all qualified individuals regardless ofrace, sex, color, religious creed, religion, national origin, citizenship status, age, disability, pregnancy, ancestry, military service or veteran status, genetic or carrier status, marital status, sexual orientation, or any classification protected by applicable federal, state or local laws.

    At Primerica, we believe that diversity and inclusion are critical to our future and our mission - creating a foundation for a creative workplace that leads to innovation, growth, and profitability.

    Join Our Team Our office is located in Mississauga, ON.

    Primerica is a leading distributor of financial products to Main Street households in the United States and Canada with 125,000+ licensed sales representatives.

    Primerica Canada's roots date back to 1986 when the company began a revolutionary crusade to transform the life insurance industry.

    Primerica originated the "Buy Term and Invest the Difference" philosophy which encourages families to purchase affordable term life insurance so they can get the protection they need at a price they can afford and have more money to invest in their family's future.

    Primerica's Canadian Head Office in Mississauga is integral to the support and growth of our sales force. As the largest independent financial services marketing organization in North America,
    Primerica Life Insurance Company of Canada has an A+ rating from A.M. From coast to coast, Canadian families have more than $100 billion dollars of life insurance coverage through Primerica
    PFSL Investments Canada Ltd. currently administers more than $10 billion in Canadian assets
    Primerica has the largest distribution force in Canada
    Need Help? Accommodations for applicants with disabilities are available during all stages of the recruitment process.

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