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    Compliance Specialist- Advisory - Ontario, Canada - Wawanesa Insurance

    Wawanesa Insurance
    Wawanesa Insurance Ontario, Canada

    Found in: Talent CA C2 - 2 days ago

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    Description

    Job Overview

    The Compliance Specialist is a key player in Wawanesa's compliance regime. Working under direct supervision, this role contributes to Wawanesa's success by reviewing applicable laws, regulations and best practices and provides advice and guidance to Wawanesa's businesses. The Compliance Specialist also assists in the development and assessment of compliance program processes, procedures and tools to further enhance and refine Wawanesa's compliance program, to achieve enterprise-wide objectives. This role will be required to communicate with both internal and external stakeholders across Canada where the main business language for this role is English.

    Job Responsibilities

  • Advises the business with the development and implementation of compliance processes, procedures and tools to mitigate compliance risks for the business
  • Tracks compliance events and key activities through the compliance log and providing advice to first line of defense employees on dealing with compliance events
  • Compiles and provides reports on compliance events and activities, and the overall state of compliance programs to various levels of senior leadership within the business
  • Identifies learning opportunities, coordinates training development and delivers training to the business on new or changed regulatory or other developments requiring compliance oversight
  • Develops and enhances business relationships by liaising with peers within the business, including employees involved in first line of defense compliance activities
  • Works with other members of the Compliance group and business stakeholders to assist with the development of new compliance practices and processes, and enhancement of existing compliance practices and processes
  • Participates in special projects as assigned
  • Performs other duties as assigned

    • Qualifications

  • Minimum 3 years' prior experience in a compliance setting, preferably working for a federally regulated financial institution
  • Post-secondary education with a focus on legal or public policy matters required. Completion of a Juris Doctor (JD) or Bachelor of Laws (LLB) degree an asset
  • Knowledge of Microsoft Office Suite
  • Excellent analytical and problem-solving skills, with the ability to conduct detailed analysis of information, and to select and implement best solutions in a timely manner
  • Exceptional written and oral communication skills, with the ability to communicate at the right level for the audience and present information or arguments in a convincing manner
  • Excellent planning and organizing skills, with the ability to develop and prioritize effective plans that define activities, resources and timelines
  • Excellent attention to detail with the ability to influence key relationships
  • Knowledge of insurance industry experience an asset
    • Wawanesa is proud to be one of , a in Canada and a in Canada recognizing an exceptional place to work

    Diversity, Equity & Inclusion
    Wawanesa is an equal opportunity employer and is committed to fostering a diverse workforce that is equitable and inclusive for all. Wawanesa provides equal employment opportunity to all employees and applicants without regard to an individual's protected status: race/ethnicity, colour, religion, creed, sex or gender, sexual orientation, gender identity or expression, family or marital status, pregnancy/childbirth or related conditions, national origin, disability, military or veteran status, or any other protected status. Disability or medical-related accommodations are available upon request throughout all aspects of the recruitment and selection process.
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