Regulatory Compliance Officer - Toronto, Canada - beBee Professionals

Compliance Officer

1 week ago

**Position Title**: Compliance Officer · **Location**: Toronto · **Status**:Permanent, Full-time · **Position Overview**: As a Compliance Officer in the capital markets industry, your primary responsibility will be to assist and support the compliance team in ensuring that the or ...

Compliance Officer

6 days ago

**Position Title: Compliance Officer** · **Department: Compliance** · **Region: Toronto** · **Status: Permanent Full-time (Hybrid)** · CIRO is the national self-regulatory organization that oversees all investment dealers, mutual fund dealers and trading activity on Canada's debt ...

Compliance Officer

2 weeks ago

**Position Title: Compliance Officer (MFD)** · **Department: Business Conduct Compliance** · **Region: Toronto** · **Status: Permanent Full-time (Hybrid)** · CIRO is the national self-regulatory organization that oversees all investment dealers, mutual fund dealers and trading ac ...

Compliance Officer

6 days ago

**About us** · PayAlly provides exceptional financial services for businesses with global ambitions. We offer a fully integrated suite of financial services solutions tailor-made for our clients. Since our inception in 2017, we have moved billions of dollars and have simplified c ...

Compliance Officer

3 days ago

**Company Overview**: · iFinance Canada is a well-established national consumer financing company that offers various financing to Canadians since 1996. We are part of Iceberg Finance Group, a sister company based in Quebec that also does business across Canada. · We are a dynami ...

Compliance Officer

1 week ago

Requisition ID: 178998 · Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. · **_ · Purpose_** · Contributes to the overall success of the Scotia Securities Inc. (SSI) / Global Compliance GWM in Canada ensuring specific individu ...

Compliance Officer

2 weeks ago

**About the Role**: · We are looking for a highly-motivated individual to serve as a Compliance Officer, based in Toronto. In this role, you will have the opportunity to support Swiss Re's Canadian Reinsurance business through the Compliance Reinsurance team's mandate, while inte ...

Compliance Officer

6 days ago

We are happy to say that we are looking for an experienced · **Compliance Office to join our team at Campus Support - Toronto GTA, Ontario** · **Reporting to**: Regional Compliance/Finance Manager · **Hours**: 40 hours a week, 9am-5pm EST · **Address**:Toronto GTA Campuses · **Pr ...

Compliance Officer

1 week ago

**Job Title**:Compliance Officer - Academics · **Location**:Toronto Campus · **Job Type**: Full-time, Permanent · **Job Summary** · Fleming College Toronto is a public college-private partnership between Fleming College (FC) and Trebas Institute, with academic delivery and studen ...

Compliance Officer

1 week ago

Reference# 1049 · **Position Title: Compliance Officer (MFDA Division)** · **Department: Compliance** · **Region: Toronto** · **Status: Permanent Full-time (Hybrid)** · New SRO is the national self-regulatory organization that oversees all investment dealers, mutual fund dealers ...

Compliance Officer

2 weeks ago

We're building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing what's right for our clients. · At CIBC, we embrace your strengths and your ambitions, so you are empowered at work. Our team members have what ...

Compliance Officer

1 week ago

Position Overview: · **Requirements**: · - Post-secondary diploma/degree; · - 2-5 years' experience in compliance; · - Financial compliance and financial services industry experience preferred; · - Legal training preferred; · - Ability to read and understand legislation; · - Abil ...

Compliance Officer

5 days ago

**Purpose of Job** · The Compliance Officer will establish and nurture strong professional relationships with Branch Manager and Portfolio Manager teams, ensuring strict adherence to regulatory and firm compliance standards and serving as a key point of contact and collaboration. ...

Compliance Officer

1 week ago

**Job Summary** · Trebas Institute, established in 1979, is a private vocational school with campuses in Montreal and Toronto and offering a broad range of programs in audio, film and television, business and technology as well as music, event and entertainment management. Our mi ...

Compliance Officer

6 days ago

**Come Work with Us** · At RBC, our culture is deeply supportive and rich in opportunity and reward. You will help our clients thrive and our communities prosper, empowered by a spirit of shared purpose. · Whether you're helping clients find new opportunities, developing new tech ...

Compliance Officer

1 week ago

**Job **Title: Compliance** **Officer - Education** · **Location**: · Toronto Campus · **Job Type**: · Full-time, Permanent · **Job Summary** · Fleming College Toronto is a public college-private partnership between Fleming College (FC) and Trebas Institute, with academic deliver ...

Compliance Officer

1 week ago

**Compliance Officer** · **What can you expect?** · - This position acts as a compliance resource for colleagues, including guidance with respect to adherence to Corporate Policies, applicable provincial and territorial regulations and laws, sanctions, assisting with compliance a ...

Compliance Officer

1 week ago

**Come Work with Us** · At RBC, our culture is deeply supportive and rich in opportunity and reward. You will help our clients thrive and our communities prosper, empowered by a spirit of shared purpose. · Whether you're helping clients find new opportunities, developing new tech ...

Compliance Officer

6 days ago

**Job Summary** · As the Compliance Officer - Summer Student, you will drive the quality of the Commercial Client's Margin & Covenant process from credit approval to funding. You will facilitate efficient fulfillment procedures for commercial clients with - Analyzing financial st ...

Compliance Officer

1 day ago

Must Haves: · - Min 5-7 years of related industry experience in a supervisory or senior compliance role · - Working knowledge of Securities law, regulations and trading rules · - Completion of relevant CSI or US securities exams would be beneficial · - Must be fluent in French · ...