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    financial compliance officer - Calgary, Canada - AAA ACCOUNTING & TAX SERVICES INC.

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    Description
    • Education: Bachelor's degree
    • Experience: 1 year to less than 2 years
    • Tasks

    • Identify clients' financial goals and objectives
    • Analyze clients' financial records
    • Develop financial plans for clients
    • Make recommendations concerning cash management, insurance coverage, investment planning, retirement and estate planning
    • Review and examine financial services and institutions to ensure compliance with governing legislation and regulation
    • Investigate possible unethical conduct or breeches of securities or commodity futures law
    • Security and safety

    • Criminal record check
    • Personal suitability

    • Efficient interpersonal skills
    • Excellent oral communication
    • Excellent written communication
    • Initiative
    • Screening questions

    • Are you currently legally able to work in Canada?
    • Are you willing to relocate for this position?
    • Do you have previous experience in this field of employment?
    • What is the highest level of study you have completed?
    • Work Term: Permanent
    • Work Language: English
    • Hours: 30 hours per week

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