- Education: Bachelor's degree
- Experience: 1 year to less than 2 years
- Identify clients' financial goals and objectives
- Analyze clients' financial records
- Develop financial plans for clients
- Make recommendations concerning cash management, insurance coverage, investment planning, retirement and estate planning
- Review and examine financial services and institutions to ensure compliance with governing legislation and regulation
- Investigate possible unethical conduct or breeches of securities or commodity futures law
- Criminal record check
- Efficient interpersonal skills
- Excellent oral communication
- Excellent written communication
- Initiative
- Are you currently legally able to work in Canada?
- Are you willing to relocate for this position?
- Do you have previous experience in this field of employment?
- What is the highest level of study you have completed?
- Work Term: Permanent
- Work Language: English
- Hours: 30 hours per week
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Compliance Officer
4 days ago
Stifel Nicolaus Canada Inc. Calgary, CanadaSummary_ · Stifel Canada has a strong position in the Canadian market, has an international reach and is continuing to grow by adding top talent. The role offers an opportunity to work both independently and as a team in a fast-paced dynamic environment. · - Essential duties and ...
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Compliance Officer
10 hours ago
Digital Commerce Bank Calgary, CanadaDigital Commerce Bank, a private Canadian Schedule 1 Bank, is seeking a Compliance Officer to join its Compliance team. The position will be based in Calgary, AB and will be reporting directly to the Chief Anti-Money Laundering Officer. The ideal incumbent is one who is highly mo ...
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Compliance Officer
1 week ago
Aman Brar and Associates Calgary, CanadaJob Posting: Compliance Manager · We are seeking an experienced Compliance Manager to oversee all aspects of compliance for our trucking clients. The Compliance Manager will be responsible for ensuring that our company is operating in accordance with all relevant laws, regulation ...
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Telecommunications Compliance Officer
2 weeks ago
Job Title: Telecommunications Compliance Officer · Location: Calgary, Alberta · Company: beBee Professionals · Job Description: · We are looking for a Telecommunications Compliance Officer to join our team in Calgary, Alberta. The successful candidate will be responsible for ensu ...
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Financial Compliance Officer
2 weeks ago
Job Title: Financial Compliance Officer · Location: Calgary, AB · Company: beBee Professionals · Job Description: · We are looking for a Financial Compliance Officer to join our team at beBee Professionals in Calgary, AB. The successful candidate will be responsible for ensuring ...
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Health Compliance Officer
1 week ago
Government of Alberta Calgary, CanadaJob Information · · Job Title: Health Compliance Officer · Job Requisition ID: 43067 · Ministry: Health · Location: Calgary only · Full or Part-Time: Full-time · Hours of Work: 36.25 hours per week · Permanent/Temporary: Temporary until March 31, 2026 · Scope: Open Competitio ...
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financial compliance officer
1 week ago
AAA ACCOUNTING & TAX SERVICES INC. Calgary, CanadaEducation: · Expérience: · Education · Bachelor's degree · Tasks · Identify clients' financial goals and objectives · Analyze clients' financial records · Develop financial plans for clients · Make recommendations concerning cash management, insurance coverage, investment plann ...
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Compliance & Finance Coordinator
5 days ago
Canoe Financial Calgary, Canada**Compliance/Finance Coordinator - Calgary** · **Company profile** · Canoe Financial is one of Canada's fastest growing independent mutual fund companies managing over $14 billion in assets across a diversified range of award-winning investment solutions. Founded in 2008, Canoe F ...
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Representative, Document Processing
1 week ago
FCT Calgary, CanadaSommaire de la compagnie · Venez travailler pour une entreprise qui est engagée dans la réussite de chacun de ses employés. C'est un milieu de travail où les innovateurs et les collaborateurs se rencontrent et tirent parti des talents de chacun. Un endroit où la diversité est acc ...
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Service Support Officer
10 hours ago
Scotiabank Calgary, CanadaRequisition ID: 168793 · Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. · **Job Purpose**: · The Client Service Officer is responsible for contributing to the Private Banking unit's overall success by providing superior serv ...
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Safety Coordinator
1 week ago
Associated Engineering Group of Companies Calgary, Canada**Job Description**: · We are currently searching for a **Safety Coordinator **in our **Calgary **office. This is a part-time position, requiring approximately three days per week. · Reporting to the General Manager, you will work with our Safety Representatives, Managers, and st ...
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Specialist, Compliance Assurance
1 week ago
Alberta Energy Regulator Calgary, CanadaLocation: Alberta · Employment Type: 2 positions - One full-time permanent position and one limited term 12-month contract (with the possibility of extension). · Specialist, Compliance Assurance · The Opportunity · The Specialist collaborates with teams to ensure effective and pr ...
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Privacy Compliance Specialist
3 days ago
Enmax Calgary, CanadaPosted: March 23, 2023 · Closing Date: April 10, 2021 · Position Type: Permanent · Union: MP (Exempt) · Major Responsibilities: · - Build and develop a privacy compliance framework and a Privacy Compliance Plan through creation and development of auditable documentation, processe ...
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Health and Safety Officer
1 week ago
SRP PROJECTS LTD. Calgary, CanadaReporting to the President, you will work as our Safety Manager, and staff in the office and on worksites. Responsibilities include the following: · - Conducting incident and near miss investigations, identifying root causes, and determining methods to prevent reoccurrences. · - ...
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Pass Control Office Site Manager
2 days ago
Commissionaires Alberta, Canada**Province** · Alberta · Commissionaires is a not-for-profit provider of security services that operates across the nation. There are now 15 divisions representing all the provinces of Canada and three territories. Commissionaires Southern Alberta is responsible for providing pro ...
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Clinic Office Manager
1 week ago
Satori Health Calgary, Canada**About Satori** · Our mission is to provide comprehensive and coordinated care for all patients across the health spectrum. We believe healthcare should be customized and delivered in multiple ways. There is no one size fits all. We are a group of clinicians ranging from general ...
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Compliance Analyst, Operations
1 week ago
AESO Calgary, CanadaThe Alberta Electric System Operator (AESO) is responsible for the safe, reliable, and economic planning and operation of the Alberta Interconnected Electric System. We provide open and non-discriminatory access to Alberta's interconnected power grid and also facilitate Alberta's ...
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Safety Officer
1 week ago
Homes By Us Ltd. Calgary, Canada'''Job Summary''' We are seeking a dedicated and experienced Safety Officer to join our team. As a Safety Officer, you will be responsible for ensuring the safety of our employees and maintaining compliance with all safety regulations. Your attention to detail and strong knowledg ...
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Environmental & Regulatory Advisor
1 week ago
Suncor Energy Calgary, CanadaJoining Suncor means you will work for one of the best companies in Canada, providing tremendous future potential where talented people thrive and lead. As our business evolves, so do our employment opportunities. Our work culture includes a dynamic mix of professionals, with a d ...
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Corporate Controller
1 week ago
Benevity Calgary, CanadaBenevity is the way the world does good, providing companies (and their employees) with technology to take social action on the issues they care about. Through giving, volunteering, grantmaking, employee resource groups and micro-actions, we help most of the Fortune 100 brands bu ...